Phillip J. Horne
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Phillip J Horne was a registered financial professional .
Phillip is a previously registered financial professional and started their career in finance in 2004. Phillip had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 12, 2013 - May 2, 2014
HUNTER SCOTT FINANCIAL LLC.
December 22, 2011 - June 11, 2012
HUNTER SCOTT FINANCIAL LLC.
August 17, 2009 - December 22, 2011
STONEX SECURITIES INC.
October 31, 2005 - August 17, 2009
EMMETT A LARKIN COMPANY, INC.
April 8, 2004 - May 31, 2005
SALOMON GREY FINANCIAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HUNTER SCOTT FINANCIAL LLC.
CRD#: 45559 / SEC#: , 8-51097
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
