Alireza Vaseghi

GLOBAL ATLANTIC DISTRIBUTORS

New York, NY 10001

Some features on this profile are disabled

CRD#: 4691883

Professional summary

Alireza Vaseghi, who also goes by Ali Vaseghi, is a registered financial professional currently at GLOBAL ATLANTIC DISTRIBUTORS, LLC located in New York, New York.

Alireza is registered as a RR (Registered Representative) and started their career in finance in 2003. Alireza has worked at 3 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Ali Vaseghi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Alireza Vaseghi's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 16, 2022 - Present

GLOBAL ATLANTIC DISTRIBUTORS, LLC

Office #1: 30 Hudson Yards 70th, New York, NY 10001

CRD#: 8326

New York, NY

Past

September 23, 2013 - July 11, 2022

COREBRIDGE CAPITAL SERVICES, INC.

CRD#: 13158

JERSEY CITY, NJ

Past

September 23, 2003 - February 6, 2013

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(8/16/2022)

Exams

State Security Law Exam

Series 63

Date: 8/16/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/22/2003

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

GLOBAL ATLANTIC DISTRIBUTORS, LLC

FORETHOUGHT DISTRIBUTORS, LLC | PLANCO FINANCIAL SERVICES, LLC | PLANCO FINANCIAL SERVICES, INC. | HARTFORD LIFE DISTRIBUTORS, LLC | GLOBAL ATLANTIC DISTRIBUTORS, LLC

CRD#: 8326 / SEC#: , 8-25027

Broker-Dealer Firm Regulated by FINRA (Boston district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

One Financial Plaza 755 Main Street 24th Floor, Hartford, CT, 06103

Mailing Address

One Financial Plaza 755 Main Street 24th Floor, Hartford, CT, 06103

Phone number

(877) 454-4777

Established

Delaware since 12/15/2005

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
GLOBAL ATLANTIC (FIN) COMPANY	OWNER
BICKLER, JASON ALEXANDER	PRESIDENT AND MANAGER	4164884
MOORCROFT, WILLIAM BENJAMIN	CHIEF COMPLIANCE OFFICER	4258952
NELSON, PAULA GENEVIEVE	MANAGER, HEAD OF DISTRIBUTION	2015528
PAULOUSKY, MICHAEL RYAN	TREASURER	7339297
RAMOS, SAMUEL	GENERAL COUNSEL AND SECRETARY	6722343
RIP, OLGA	FINOP AND CHIEF FINANCIAL OFFICER	5440553
RUTHERFORD, KELLY JUNE	SENIOR VICE-PRESIDENT	7282305
SIEGEL, DEAN CYRUS	VICE PRESIDENT	3224832
TODD, ERIC DAVID	MANAGER	2175308
WEISS, DAVID LEE	SENIOR VICE PRESIDENT	2345057

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Alireza Vaseghi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Alireza Vaseghi's CRS (Customer Relationship Summary).

Certified licenses

Experience

GLOBAL ATLANTIC DISTRIBUTORS, LLC

COREBRIDGE CAPITAL SERVICES, INC.

GOLDMAN SACHS & CO. LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/16/2003

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 9/22/2003

FINRA

Current Firm

GLOBAL ATLANTIC DISTRIBUTORS, LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

GLOBAL ATLANTIC DISTRIBUTORS, LLC

TRUST BUT VERIFY

Similar Advisors