Troy Thomas
Professional summary
Troy Thomas is a registered financial professional currently at MCDERMOTT INVESTMENT SERVICES, LLC located in Huntington Beach, California.
Troy is registered as a RR (Registered Representative) and started their career in finance in 2003. Troy has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Troy Thomas's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 19, 2012 - Present
MCDERMOTT INVESTMENT SERVICES, LLC
Office #1: 101 Main Street Suite 260, Huntington Beach, CA 92648April 24, 2013 - December 31, 2025
MCDERMOTT INVESTMENT ADVISORS, LLC
July 8, 2009 - December 6, 2012
CENTAURUS FINANCIAL, INC.
July 8, 2009 - December 6, 2012
CENTAURUS FINANCIAL, INC.
November 19, 2004 - July 9, 2009
DIRECT CAPITAL SECURITIES, INC.
August 13, 2003 - December 15, 2004
MCL FINANCIAL GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/19/2013)
(8/22/2013)
(6/25/2013)
(7/15/2013)
(12/19/2012)
(6/17/2013)
(6/18/2013)
(6/17/2013)
(6/25/2013)
(6/17/2013)
(6/17/2013)
(10/21/2013)
(6/13/2013)
(6/21/2013)
(7/18/2013)
(7/24/2013)
(7/23/2013)
(8/29/2013)
(6/24/2013)
(6/18/2013)
(6/17/2013)
(1/4/2013)
(7/31/2013)
(6/27/2013)
(6/26/2013)
(9/25/2013)
(9/4/2013)
(6/18/2013)
(6/26/2013)
(6/14/2013)
(12/19/2012)
(8/15/2013)
(9/17/2013)
(6/17/2013)
(7/23/2013)
(7/8/2013)
(6/18/2013)
(6/18/2013)
(6/17/2013)
(6/17/2013)
(8/1/2013)
(7/18/2013)
(9/30/2020)
(7/2/2013)
(7/18/2013)
(9/27/2013)
(6/14/2013)
(6/17/2013)
(10/10/2013)
(6/17/2013)
(7/12/2013)
Exams
FINRA
Current Firm
MCDERMOTT INVESTMENT SERVICES, LLC
CRD#: 154926 / SEC#: , 8-68683
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Civil Event | 1 |
Red Flags
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