Erik D. Clapsaddle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Erik David Clapsaddle, CFP®, who also goes by Erik D Clapsaddle Mr., Erik D Clapsaddle, was a registered financial professional .
Erik is a previously registered financial professional and started their career in finance in 2003. Erik had worked at 5 firms and has passed the Series 63, SIE, Series 86, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2008
Experience
May 18, 2015 - June 1, 2020
1ST SOURCE CORPORATION INVESTMENT ADVISORS, INC.
April 26, 2007 - April 21, 2015
COMERICA SECURITIES
August 16, 2005 - September 6, 2006
VOYA FINANCIAL ADVISORS, INC.
November 1, 2004 - June 21, 2005
NATCITY INVESTMENTS, INC.
August 25, 2003 - September 29, 2004
BANC ONE SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
1ST SOURCE CORPORATION INVESTMENT ADVISORS, INC.
CRD#: 111331 / SEC#: 801-60100
Contact information
Red Flags
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