Matthew J. Delaney

JDH WEALTH MANAGEMENT

SANTA ROSA, CA 95403

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CRD#: 4691572

Professional summary

Matthew James Delaney is a registered financial advisor currently at JDH WEALTH MANAGEMENT, LLC located in Santa Rosa, California.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Matthew has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew James Delaney's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 10, 2006 - Present

JDH WEALTH MANAGEMENT, LLC

Office #1: 181 Concourse Boulevard Suite A, Santa Rosa, CA 95403

RIA

CRD#: 112474

SANTA ROSA, CA

Past

April 16, 2004 - December 12, 2005

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

RANCHO SANTA FE, CA

Past

September 22, 2003 - December 12, 2005

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

RANCHO SANTA FE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JDH WEALTH MANAGEMENT, LLC

JDH ASSET MANAGEMENT & INSURANCE SERVICES, LLC | JDH WEALTH MANAGEMENT, LLC | JDH FINANCIAL SERVICES, LLC

CRD#: 112474 / SEC#: 801-96201

RIA

Registered Investment Advisory firm - (5/4/2015 Approved)

California

Registered Investment Advisory firm - (5/28/2015 Terminated)

Texas

Registered Investment Advisory firm - (5/12/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/10/2006)

IAR

Texas
(10/25/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/19/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/26/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/19/2003

General Securities Representative Examination

Current Firm

JDH WEALTH MANAGEMENT, LLC

JDH ASSET MANAGEMENT & INSURANCE SERVICES, LLC | JDH WEALTH MANAGEMENT, LLC | JDH FINANCIAL SERVICES, LLC

CRD#: 112474 / SEC#: 801-96201

RIA

Registered Investment Advisory firm - (5/4/2015 Approved)

California

Registered Investment Advisory firm - (5/28/2015 Terminated)

Texas

Registered Investment Advisory firm - (5/12/2015 Terminated)

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Contact information

Main Address

181 Concourse Boulevard Suite A, Santa Rosa, CA 95403

Mailing Address

Phone number

(707) 542-1110

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

JDH WEALTH MANAGEMENT, LLC FORM ADV PART 2 (2/25/2025)

Regulatory assets under management

Total Number of Accounts	405
AUM (Assets Under Management)	$ 483,147,248

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/22/2025	Cover Page	Report
10/23/2024	Cover Page	Report
12/21/2023	Cover Page	Report
08/31/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Matthew J. Delaney

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew James Delaney's CRS (Customer Relationship Summary).

Certified licenses

Experience

JDH WEALTH MANAGEMENT, LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

JDH WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/19/2004

Series 63

Date: 9/26/2003

Series 7

Date: 9/19/2003

Current Firm

JDH WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

JDH WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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