NH
Nicholas D. Hjorth
EAGLE STRATEGIES LLC
UPLAND, CA 91786-4701
Some features on this profile are disabled
CRD#: 4691485
NH
Professional summary
Nicholas David Hjorth, who also goes by Nick Hjorth, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Upland, California and NYLIFE SECURITIES LLC located in Upland, California.
Nicholas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Nicholas has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nick Hjorth
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[OPERATING UNDER THE DBA NAME OF DH FINANCIAL & INSURANCE SERVICES FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; PARTNER; START DATE 04/2009; 414 N SECOND AVE SUITE C UPLAND CA 91786] [DUPLEX-INVESTMENT; RENTAL PROPERTY; INVESTMENT-RELATED; 919 N. OAKLAND AVENUE, PASADENA, CA 91104 AND 934/936 ELIZABETH STREET, PASADENA, CA 91104; DUPLEX OWNER-RENT OUT TO PARTNER/OWNER; START DATE APRIL 2011; 5 HOURS/MONTH WITH 1 DURING SECURITIES TRADING HOURS] [Magnolia Centre I & II-General Partnership; Real estate rental; 404 & 414 N. second Avenue, Upland, CA 91786; Start Date 01/2017; Role/Title: Owner; Investment Related; 10 hours per month; 0 hours per month during securities trading hours] [Maple Chestnut LLC; Real Estate Investment; 2121 E. Coast Highway Suite 100, Corona Del Mar, CA 92625; Start Date 04/2017; Role/Title: Investor; Investment Related; 1 hours per month; 0 hours per month during securities trading hours] [NYLARC Holding Company; Reinsuring the life insurance that I write with New York Life; 51 Madison Avenue, New York, NY 10010; Start Date 10/2010; Role/Title: Shareholder; Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [Juno You Love It LLC; Passive Real Estate Investment with several other investors; 1602 W. Juno Ave, Anaheim, CA; Start Date 12/2020; Role/Title: Investor; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours;Real estate investment into a 16 unit apartment complex] [NYLARC Holding Company Inc.; Board Member 3 years - will be serving on the investment committee; New York Life 51 Madison Avenue, New York, NY 10010; Start Date 10/2022; Role/Title: Board Member; Not Investment Related; 2 hours per month; 2 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF BIGGR Wealth Strategies and Insurance Solutions, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; UPLAND CA; START DATE: 06/2023]
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas David Hjorth's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 11, 2004 - Present
EAGLE STRATEGIES LLC
Office #1: 414 N 2nd Avenue Suite C, Upland, CA 91786-4701RIA
CRD#: 110826
UPLAND, CA
Current
January 1, 2004 - Present
NYLIFE SECURITIES LLC
Office #1: 414 N 2nd Avenue, Upland, CA 91786-4701BD
CRD#: 5167
UPLAND, CA
Past
October 15, 2007 - December 31, 2017
DH FINANCIAL CONSULTING SERVICES, INC.
RIA
CRD#: 130998
UPLAND, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/17/2017)
RR
California(1/22/2004)
IAR
California(3/11/2004)
RR
Colorado(5/21/2015)
RR
Florida(1/21/2011)
RR
Idaho(6/18/2014)
RR
Illinois(1/17/2023)
RR
Maine(8/27/2013)
RR
Massachusetts(5/6/2022)
RR
Michigan(10/22/2021)
RR
Missouri(4/3/2013)
RR
Montana(6/7/2022)
RR
Nevada(7/20/2022)
RR
New Jersey(6/21/2016)
RR
New Mexico(7/8/2014)
RR
New York(4/17/2018)
RR
North Carolina(9/21/2015)
RR
Oregon(1/4/2023)
RR
South Carolina(9/3/2021)
RR
Tennessee(4/18/2022)
RR
Texas(3/22/2017)
IAR
Texas(3/28/2017)
RR
Washington(5/21/2015)
RR
Wisconsin(9/23/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
