Bryan J. Bourgeois

SHOREBREAK CAPITAL

AUSTIN, TX 78733

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CRD#: 4691362

Professional summary

Bryan Joseph Bourgeois is a registered financial advisor currently at SHOREBREAK CAPITAL, LLC located in Austin, Texas.

Bryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Bryan has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 22, Series 62 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

COMMERCIAL REAL ESTATE BROKER - SELL SIDE / BUY SIDE FROM 06/2011 - PRESENT BLUE VENTURES, LLC - MEDICAL EQUIPMENT PATENT, DESIGN, PRODUCTION AND MARKETING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bryan Joseph Bourgeois's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 7, 2016 - Present

SHOREBREAK CAPITAL, LLC

Office #1: 2513 De Soto Dr., Austin, TX 78733

RIA

CRD#: 283921

AUSTIN, TX

Past

August 28, 2014 - December 31, 2016

EDI INVESTMENT ADVISOR CORPORATION

RIA

CRD#: 124129

Miami Beach, FL

Past

March 25, 2014 - August 28, 2014

EDI INVESTMENT ADVISOR CORPORATION

RIA

CRD#: 124129

Miami Beach, FL

Past

June 10, 2013 - December 31, 2016

EDI FINANCIAL, INC.

CRD#: 15699

AUSTIN, TX

Past

June 5, 2013 - December 31, 2013

EDI INVESTMENT ADVISOR CORPORATION

RIA

CRD#: 124129

IRVING, TX

Past

October 3, 2011 - June 11, 2013

CL WEALTH MANAGEMENT LLC

RIA

CRD#: 134922

SCHAUMBURG, IL

Past

October 3, 2011 - June 11, 2013

ALLIED BEACON PARTNERS, INC.

CRD#: 46227

AUSTIN, TX

Past

November 1, 2006 - September 30, 2011

WORKMAN SECURITIES CORPORATION

RIA

CRD#: 31898

AUSTIN, TX

Past

February 23, 2006 - October 2, 2006

WORKMAN SECURITIES CORPORATION

RIA

CRD#: 31898

AUSTIN, TX

Past

October 20, 2005 - September 30, 2011

WORKMAN SECURITIES CORPORATION

CRD#: 31898

AUSTIN, TX

Past

August 19, 2003 - October 27, 2005

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(10/11/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/8/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/6/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 22

Date: 1/11/2010

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 62

Date: 3/24/2006

Corporate Securities Limited Representative Examination

General Industry/Product Exam

Series 6

Date: 8/18/2003

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SHOREBREAK CAPITAL, LLC

CRD#: 283921 / SEC#:

Florida

Registered Investment Advisory firm - (10/28/2025 Terminated)

Texas

Registered Investment Advisory firm - (10/11/2016 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2513 De Soto Dr., Austin, TX 78733

Mailing Address

7500 Rialto Blvd. #250, Austin, TX 78735

Phone number

(512) 203-1905

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	72
AUM (Assets Under Management)	$ 7,100,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Bryan J. Bourgeois

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bryan Joseph Bourgeois's CRS (Customer Relationship Summary).

Certified licenses

Experience

EDI INVESTMENT ADVISOR CORPORATION

EDI INVESTMENT ADVISOR CORPORATION

EDI FINANCIAL, INC.

EDI INVESTMENT ADVISOR CORPORATION

CL WEALTH MANAGEMENT LLC

ALLIED BEACON PARTNERS, INC.

WORKMAN SECURITIES CORPORATION

WORKMAN SECURITIES CORPORATION

WORKMAN SECURITIES CORPORATION

NYLIFE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/8/2006

Series 63

Date: 10/6/2003

SIE

Date: 12/31/2016

Series 22

Date: 1/11/2010

Series 62

Date: 3/24/2006

Series 6

Date: 8/18/2003

Current Firm

SHOREBREAK CAPITAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SHOREBREAK CAPITAL, LLC

TRUST BUT VERIFY

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