Chad J. Steinglass
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chad J Steinglass, who also goes by Chad Jordan Steinglass, was a registered financial professional .
Chad is a previously registered financial professional and started their career in finance in 2003. Chad had worked at 6 firms and has passed the Series 63, Series 57TO, Series 7TO, SIE, Series 56, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 2022 - April 22, 2025
MORGAN STANLEY & CO. LLC
March 20, 2018 - October 11, 2019
JEFFERIES LLC
October 21, 2016 - March 20, 2018
CLARENDON INSURANCE AGENCY, INC.
April 12, 2012 - April 14, 2016
MORGAN STANLEY & CO. LLC
June 16, 2011 - March 7, 2012
NICO SECURITIES, LLC
July 9, 2010 - February 4, 2011
HRT EXECUTION SERVICES LLC
August 5, 2003 - February 12, 2004
SUMA SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 6/8/2022
Securities Trader ExamSeries 7TO
Date: 6/1/2022
General Securities Representative ExaminationSeries 56
Date: 10/17/2012
Proprietary Trader Qualification ExaminationSeries 55
Date: 6/5/2012
Limited Representative-Equity Trader ExamCurrent Firm
MORGAN STANLEY & CO. LLC
CRD#: 8209 / SEC#: , 8-15869
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN STANLEY CAPITAL MANAGEMENT, LLC | MEMBER | |
| BERKE, MATTHEW EVAN | CHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER, AND DIRECTOR | 2524594 |
| BHAIMIA, ISMAIL OMAR | DIRECTOR | 6264162 |
| DAMAST, EVAN SCOTT | DIRECTOR | 3198635 |
| HENNESSEY, JACQUELINE A | TEXAS DESIGNATED PRINCIPAL | 2194034 |
| KRAUSE, GARD J | CHIEF COMPLIANCE OFFICER | 2284628 |
| LYNN, GARY MICHAEL | PRINCIPAL FINANCIAL OFFICER | 2162411 |
| MACEJKA, PATRICK NMN | DIRECTOR | 2139145 |
| MORANO, DAVID | PRINCIPAL OPERATIONS OFFICER | 2189287 |
| STERN, MICHAEL A | DIRECTOR | 4939073 |
Disclosures
| Regulatory Event | 487 |
| Civil Event | 5 |
| Arbitration | 56 |
Red Flags
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