Marcia L. Bockol
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marcia Lynn Bockol was a registered financial professional .
Marcia is a previously registered financial professional and started their career in finance in 2004. Marcia had worked at 4 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 18, 2023 - May 24, 2023
JIKO SECURITIES INC.
November 15, 2016 - July 14, 2021
STANDARD CHARTERED SECURITIES NORTH AMERICA LLC
August 28, 2012 - January 5, 2015
NABSECURITIES, LLC
November 2, 2004 - February 2, 2011
BARCLAYS CAPITAL INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 12/19/2022
General Securities Representative ExaminationCurrent Firm
JIKO SECURITIES INC.
CRD#: 287507 / SEC#: , 8-69902
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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