Breanne M. Madigan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Breanne Malloy Madigan, who also goes by Breanne Malloy, was a registered financial professional .
Breanne is a previously registered financial professional and started their career in finance in 2003. Breanne had worked at 3 firms and has passed the Series 63, Series 57TO, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 28, 2021 - October 24, 2022
GENESIS GLOBAL TRADING, INC
January 15, 2019 - June 30, 2021
JAVELIN SECURITIES, LLC
September 23, 2003 - January 31, 2017
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamCurrent Firm
GENESIS GLOBAL TRADING, INC
CRD#: 136962 / SEC#: , 8-67055
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
