Joseph F. Romito

GROSS INVESTMENTS LLC

Rocky River, OH

Some features on this profile are disabled

CRD#: 4691190

Professional summary

Joseph F Romito, who also goes by Joseph F. Romito, Joseph Frank Romito, is a registered financial advisor currently at GROSS INVESTMENTS LLC located in Rocky River, Ohio.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Joseph has worked at 5 firms and has passed the SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joseph F. Romito | Joseph Frank Romito

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Real estate rental landlord, private business. Residential office. The time spent on this outside business activity may vary but generally does not involve time during market hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph F Romito's CRS (Customer Relationship Summary).

CETERA WEALTH SERVICES, LLC

CRD#: 13572

BEREA, OH

Past

October 11, 2016 - March 27, 2017

AMERITAS INVESTMENT COMPANY, LLC

RIA

CRD#: 14869

ROCKY RIVER, OH

Past

September 28, 2016 - March 27, 2017

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

LINCOLN, NE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(11/18/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 9/28/2016

Investment Company Products/Variable Contracts Representative Examination

Current Firm

GROSS INVESTMENTS LLC

CRD#: 310119 / SEC#:

Florida

Registered Investment Advisory firm - (8/14/2023 Approved)

Ohio

Registered Investment Advisory firm - (8/3/2020 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3812 Pearl Road Suite 20, Medina, OH 44256

Mailing Address

Phone number

(216) 644-6957

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	206
AUM (Assets Under Management)	$ 9,407,433

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Joseph F. Romito

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph F Romito's CRS (Customer Relationship Summary).

Certified licenses

Experience

GROSS INVESTMENTS LLC

WESTPOINT WEALTH MANAGEMENT, LLC

AMFG WEALTH MANAGEMENT LLC

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

AMERITAS INVESTMENT COMPANY, LLC

AMERITAS INVESTMENT COMPANY, LLC

State Registrations and Notice Filings

Exams

SIE

Date: 10/1/2018

Series 6

Date: 9/28/2016

Current Firm

GROSS INVESTMENTS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GROSS INVESTMENTS LLC

TRUST BUT VERIFY

Similar Advisors