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RV

Rajan N. Vora

METRIC POINT CAPITAL
Chicago, IL 60654
Some features on this profile are disabled
CRD#: 4691126
RV

Professional summary

Rajan Narendra Vora, who also goes by Raj Narendra Vora, is a registered financial professional currently at METRIC POINT CAPITAL, LLC located in Chicago, Illinois.

Rajan is registered as a RR (Registered Representative) and started their career in finance in 2004. Rajan has worked at 4 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Raj Narendra Vora

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Rajan Narendra Vora's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 5, 2017 - Present

METRIC POINT CAPITAL, LLC

Office #1: 111 W. Illinois Suite 500, Chicago, IL 60654
BD
CRD#: 287519
Chicago, IL
Past

September 10, 2013 - May 13, 2016

UBS SECURITIES LLC

BD
CRD#: 7654
CHICAGO, IL
Past

January 1, 2008 - August 19, 2013

NORTHERN TRUST SECURITIES, INC.

BD
CRD#: 7927
CHICAGO, IL
Past

March 1, 2004 - July 27, 2005

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
District of Columbia
(3/20/2018)
RR
Illinois
(10/5/2017)
RR
Maryland
(3/20/2018)
RR
Michigan
(2/13/2018)
RR
Minnesota
(8/2/2022)
RR
New York
(10/5/2017)
RR
Pennsylvania
(3/20/2018)

Exams

State Security Law Exam
RR
Series 63
Date: 1/17/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 1/16/2014
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 12/27/2007
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

MP
METRIC POINT CAPITAL, LLC
METRIC POINT CAPITAL, LLC

CRD#: 287519 / SEC#: , 8-69901

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
201 W 5th Street Unit 1100, Austin, TX 78701
Mailing Address
201 W 5th Street Unit 1100, Austin, TX 78701
Phone number
(312) 307-1622
Established
Delaware since 09/13/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (27 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ALMPC, LLCMEMBER
CPS LINEAGE, LLCMEMBER
MPC HOLDCO, LLCMEMBER
EDMONDS, BRENDAN MORGANCHIEF COMPLIANCE OFFICER4940382
LEYKIKH, ALEXANDER LVOVICHCHIEF EXECUTIVE OFFICER3270133
WEIDNER, JAMES DANIELPFO, POO4861441

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

METRIC POINT CAPITAL, LLC

CRD#: 287519Chicago, IL 60654

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