John R. Sarson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Robert Sarson was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2003. John had worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 19, 2016 - January 7, 2022
ETF MOMENTUM INVESTING, LLC
March 4, 2014 - July 23, 2015
GUGGENHEIM INVESTMENTS
November 5, 2007 - July 23, 2015
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
January 29, 2007 - October 31, 2007
BNY MELLON SECURITIES CORPORATION
October 28, 2005 - December 31, 2006
BNY MELLON SECURITIES CORPORATION
October 28, 2005 - October 31, 2007
BNY MELLON SECURITIES CORPORATION
April 6, 2004 - October 20, 2005
LORD, ABBETT & CO. LLC
September 8, 2003 - October 20, 2005
LORD ABBETT DISTRIBUTOR LLC
State Registrations and Notice Filings
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Exams
Current Firm
ETF MOMENTUM INVESTING, LLC
CRD#: 285181 / SEC#:
Contact information
Red Flags
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