Justin T. Hoyt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Justin T Hoyt, who also goes by Justin Hoyt, was a registered financial professional .
Justin is a previously registered financial professional and started their career in finance in 2003. Justin had worked at 10 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 4, 2026 - June 15, 2026
OSAIC WEALTH, INC.
February 4, 2026 - June 15, 2026
OSAIC WEALTH, INC.
December 4, 2020 - February 24, 2026
AMERIPRISE FINANCIAL SERVICES, LLC
December 4, 2020 - February 24, 2026
AMERIPRISE FINANCIAL SERVICES, LLC
October 2, 2020 - October 7, 2020
JUNCTURE WEALTH ADVISORS, LLC
October 1, 2020 - October 9, 2020
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
February 14, 2019 - December 22, 2020
HAYDEN ROYAL
February 14, 2019 - October 2, 2020
AMERICAN WEALTH MANAGEMENT, INC.
January 3, 2011 - February 20, 2019
WELLS FARGO CLEARING SERVICES, LLC
January 3, 2011 - February 20, 2019
WELLS FARGO CLEARING SERVICES, LLC
July 24, 2007 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
July 9, 2007 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
December 19, 2006 - July 5, 2007
CHASE INVESTMENT SERVICES CORP.
July 6, 2005 - July 5, 2007
CHASE INVESTMENT SERVICES CORP.
September 16, 2003 - July 6, 2005
BANC ONE SECURITIES CORPORATION
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 2/4/2026
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.