Robert A. Defruscio

DELTA WEALTH MANAGEMENT

FERNANDINA BEACH, FL

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CRD#: 4690682

Professional summary

Robert Allan Defruscio, who also goes by Bob Allan Defruscio, is a registered financial advisor currently at DELTA WEALTH MANAGEMENT, LLC located in Fernandina Beach, Florida.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Robert has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bob Allan Defruscio

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MR. DEFRUSCIO PERFORMS WORK ON A CONSULTING BASIS FOR CHRISTENSEN DEFRUSCIO ALLEN & CO LLC, A PRIVATE FIRM IN WHICH HE IS A MINORITY OWNER. HE HAS BEEN AN OWNER IN THE FIRM SINCE MAY 2008. CHRISTENSEN DEFRUSCIO ALLEN & CO LLC PROVIDES A RANGE OF ACCOUNTING AND TAX SERVICES. MR. DEFRUSCIO PERFORMS TAX PREPARATION SERVICES (NOT INVESTMENT RELATED) RELATED PREDOMINANTLY TO TRUST AND BUSINESS CLIENTS THAT ARE LONGSTANDING RELATIONSHIPS. COMPENSATION FROM THESE SERVICES ARE NOT USED AS A CREDIT AGAINST OR TO OFFSET ADVISORY FEES. MR. DEFRUSCIO SPENDS APPROXIMATELY 30 HOURS PER MONTH DURING NORMAL BUSINESS HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Allan Defruscio's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 18, 2015 - Present

DELTA WEALTH MANAGEMENT, LLC

Office #2: 40 West Elm Street #1b, Greenwich, CT 06830

RIA

CRD#: 281691

FERNANDINA BEACH, FL

Past

July 26, 2012 - November 2, 2015

RPM CAPITAL MANAGEMENT, LLC

RIA

CRD#: 164200

GREENWICH, CT

Past

January 28, 2005 - January 8, 2013

GREENWICH INVESTMENT MANAGEMENT, INC.

RIA

CRD#: 127161

NORWALK, CT

Past

April 27, 2000 - December 31, 2004

GREENWICH INVESTMENT MANAGEMENT, INC.

RIA

CRD#: 127161

GREENWICH, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(12/18/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/7/2000

Uniform Investment Adviser Law Examination

Current Firm

DELTA WEALTH MANAGEMENT, LLC

DELTA WEALTH MANAGEMENT | DELTA WEALTH MANAGEMENT, LLC

CRD#: 281691 / SEC#:

Connecticut

Registered Investment Advisory firm - (12/18/2015 Approved)

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Contact information

Main Address

Fernandina Beach, FL

Mailing Address

Phone number

(203) 619-2617

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	49
AUM (Assets Under Management)	$ 61,691,464

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert A. Defruscio

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Allan Defruscio's CRS (Customer Relationship Summary).

Certified licenses

Experience

DELTA WEALTH MANAGEMENT, LLC

RPM CAPITAL MANAGEMENT, LLC

GREENWICH INVESTMENT MANAGEMENT, INC.

GREENWICH INVESTMENT MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/7/2000

Current Firm

DELTA WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DELTA WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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