Adam E. Hinckley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Adam Eric Hinckley was a registered financial professional .
Adam is a previously registered financial professional and started their career in finance in 2005. Adam had worked at 3 firms and has passed the Series 63, SIE, Series 79, Series 7, Series 86 and Series 87 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 3, 2010 - October 22, 2014
NOMURA GREENTECH CAPITAL ADVISORS, LLC
January 14, 2008 - March 20, 2008
OPPENHEIMER & CO. INC.
February 25, 2005 - January 14, 2008
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NOMURA GREENTECH CAPITAL ADVISORS, LLC
CRD#: 149644 / SEC#: , 8-68158
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NOMURA HOLDINGS INC | PARENT COMPANY | |
| DELPUERTO, FERNANDO JAVIER | CHIEF COMPLIANCE OFFICER | 3168661 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
