BP
Bradley C. Pickrell
FIRST KENTUCKY SECURITIES
Lexington, KY 40511
Some features on this profile are disabled
CRD#: 4690324
BP
Professional summary
Bradley Clark Pickrell SR, who also goes by Brad Clark Pickrell, Bradley Clark Pickrell, Bradley Pickrell, is a registered financial advisor currently at FIRST KENTUCKY SECURITIES CORPORATION located in Lexington, Kentucky.
Bradley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Bradley has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brad Clark Pickrell | Bradley Clark Pickrell | Bradley Pickrell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Bradley Clark Pickrell SR's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Bradley Clark Pickrell SR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 29, 2020 - Present
FIRST KENTUCKY SECURITIES CORPORATION
Office #1: 1500 Leestown Road Suite 330, Lexington, KY 40511RIA
BD
CRD#: 7524
Lexington, KY
Current
May 29, 2020 - Present
FIRST KENTUCKY SECURITIES CORPORATION
Office #1: 1500 Leestown Road Suite 330, Lexington, KY 40511RIA
BD
CRD#: 7524
Lexington, KY
Past
April 3, 2020 - June 1, 2020
ROSS, SINCLAIRE & ASSOCIATES, LLC
RIA
CRD#: 25440
LEXINGTON, KY
Past
April 3, 2020 - June 1, 2020
ROSS, SINCLAIRE & ASSOCIATES, LLC
BD
CRD#: 25440
LEXINGTON, KY
Past
March 27, 2020 - April 1, 2020
FIRST KENTUCKY SECURITIES CORPORATION
RIA
CRD#: 7524
LEXINGTON, KY
Past
March 27, 2020 - April 1, 2020
FIRST KENTUCKY SECURITIES CORPORATION
BD
CRD#: 7524
LEXINGTON, KY
Past
September 19, 2012 - March 26, 2020
ROSS, SINCLAIRE & ASSOCIATES, LLC
RIA
CRD#: 25440
LEXINGTON, KY
Past
February 5, 2010 - June 19, 2012
ROSS, SINCLAIRE & ASSOCIATES, LLC
RIA
CRD#: 25440
LEXINGTON, KY
Past
February 5, 2010 - March 26, 2020
ROSS, SINCLAIRE & ASSOCIATES, LLC
BD
CRD#: 25440
LEXINGTON, KY
Past
January 1, 2004 - February 18, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
LEXINGTON, KY
Past
October 6, 2003 - February 18, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
LEXINGTON, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FIRST KENTUCKY SECURITIES CORPORATION
FIRST CREDIT ADVISORS | FIRST KENTUCKY SECURITIES CORPORATION | FIRST KENTUCKY SECURITIES CORP
CRD#: 7524 / SEC#: 801-67742, 8-22224
RIA
Registered Investment Advisory firm - SEC (5/3/2007 Approved)Kentucky
Registered Investment Advisory firm - SEC (7/25/2007 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/2/2022)
RR
Arizona(4/4/2022)
RR
California(9/3/2025)
RR
Colorado(6/3/2020)
RR
Florida(5/29/2020)
RR
Georgia(9/3/2025)
RR
Illinois(7/6/2022)
RR
Indiana(5/29/2020)
RR
Kansas(10/23/2025)
RR
Kentucky(5/29/2020)
IAR
Kentucky(5/29/2020)
RR
Michigan(5/8/2023)
RR
North Carolina(5/29/2020)
RR
Ohio(5/29/2020)
RR
South Carolina(5/29/2020)
RR
Tennessee(5/29/2020)
RR
Virginia(5/29/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FIRST KENTUCKY SECURITIES CORPORATION
FIRST CREDIT ADVISORS | FIRST KENTUCKY SECURITIES CORPORATION | FIRST KENTUCKY SECURITIES CORP
CRD#: 7524 / SEC#: 801-67742, 8-22224
RIA
Registered Investment Advisory firm - SEC (5/3/2007 Approved)Kentucky
Registered Investment Advisory firm - SEC (7/25/2007 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
4360 Brownsboro Road Suite 300, Louisville, KY 40207
Mailing Address
4360 Brownsboro Road Suite 300, Louisville, KY 40207
Phone number
(502) 893-7288
Established
Kentucky since 09/30/1977
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees
19
SEC notice filing (16 States and Territories)
FINRA licenses (46 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KRAMER, RAYMOND STRAND JR | BRANCH MANAGER/ MUNI PRINCIPAL/ BOARD MEMBER | 1053345 |
| OCONNOR, KEVIN PATRICK | SENIOR VICE PRESIDENT/BOARD MEMBER | 1250514 |
| CURRENT, TYLER DARRELL | VICE PRESIDENT/BOARD MEMBER | 5363467 |
| OCONNOR, RYAN PATRICK | CFO/ CEO/ BRANCH MANAGER/ BOARD MEMBER | 5337922 |
| HARRISON, CHRISTINA JONES | VICE PRESIDENT/ SHAREHOLDER | 1171516 |
| HOWELL, JUDY ELIZABETH | SHAREHOLDER | 1634346 |
| JENNINGS, MARY JANE | VICE PRESIDENT/ SECRETARY/ SHAREHOLDER | 1850902 |
| KRAMER, FREDERICK JENNINGS | REGISTERED REPRESENTATIVE | 2299599 |
| NICHOLSON, ANN MARIE | CCO | 2449342 |
Regulatory assets under management
| Total Number of Accounts | 1,530 |
| AUM (Assets Under Management) | $ 566,003,046 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIRST KENTUCKY SECURITIES CORPORATION
CRD#: 7524Lexington, KY 40511TRUST BUT VERIFY
Monitor Bradley Pickrell
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
