Anand G. Shahi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anand Gaurav Shahi, who also goes by Anand Guarav, Anand Shahi, was a registered financial professional .
Anand is a previously registered financial professional and started their career in finance in 2003. Anand had worked at 5 firms and has passed the Series 63, Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 11, 2023 - December 26, 2023
GT SECURITIES, INC.
February 11, 2022 - February 8, 2023
FINALIS SECURITIES LLC
June 13, 2019 - March 25, 2022
STONEHAVEN, LLC
January 13, 2015 - October 27, 2015
LOTUS CAPITAL MANAGEMENT LLC
December 1, 2003 - May 19, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 17, 2003 - May 19, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 6/13/2019
General Securities Representative ExaminationCurrent Firm
GT SECURITIES, INC.
CRD#: 116012 / SEC#: , 8-53527
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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