Michael E. Genovese
Professional summary
Michael Edward Genovese, who also goes by Michael Genovese, is a registered financial professional currently at ROSENBLATT SECURITIES INC. located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2003. Michael has worked at 5 firms and has passed the Series 63, SIE, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Edward Genovese's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 14, 2022 - Present
ROSENBLATT SECURITIES INC.
Office #1: 40 Wall Street 59th Floor, New York, NY 10005November 17, 2020 - February 4, 2022
WESTPARK CAPITAL, INC.
November 22, 2010 - October 30, 2020
MKM PARTNERS LLC
June 9, 2009 - November 12, 2010
SOLEIL SECURITIES CORPORATION
October 6, 2003 - August 31, 2007
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/14/2022)
(2/14/2022)
Exams
FINRA
NYSE American LLC
New York Stock Exchange
Current Firm
ROSENBLATT SECURITIES INC.
CRD#: 18377 / SEC#: , 8-24255
Contact information
FINRA licenses (15 States and Territories)
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
