Edward M. Kim
Professional summary
Edward M Kim is a registered financial professional currently at PEACHCAP SECURITIES, INC. located in Humacao, and PALMAS SECURITIES located in Humacao, .
Edward is registered as a RR (Registered Representative) and started their career in finance in 2004. Edward has worked at 6 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Edward M Kim's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 24, 2017 - Present
PEACHCAP SECURITIES, INC.
August 17, 2021 - Present
PALMAS SECURITIES
February 22, 2013 - April 17, 2017
FIRST SOUTHERN SECURITIES, LLC.
August 4, 2005 - March 6, 2013
YIELDQUEST SECURITIES, LLC
July 7, 2004 - September 12, 2005
REGISTER FINANCIAL ASSOCIATES, INC.
January 1, 2004 - July 1, 2004
KEYBANC CAPITAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/24/2017)
(3/24/2017)
(7/24/2017)
(3/24/2017)
(3/24/2017)
(3/24/2017)
(3/24/2017)
(3/24/2017)
(4/4/2017)
(9/10/2021)
(3/24/2017)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
PALMAS SECURITIES
CRD#: 299935 / SEC#: , 8-70653
Contact information
FINRA licenses (8 States and Territories)
Documents
Red Flags
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