Mykal G. Davis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mykal G Davis, who also goes by Mykal Glyn Davis, Mykal Davis, was a registered financial professional .
Mykal is a previously registered financial professional and started their career in finance in 2003. Mykal had worked at 16 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 10, 2025 - September 11, 2025
USI ADVISORS
January 3, 2025 - September 11, 2025
USI SECURITIES, INC.
December 18, 2022 - October 3, 2024
ONEAMERICA SECURITIES, INC.
March 4, 2020 - November 16, 2022
PRINCIPAL SECURITIES, INC.
March 12, 2018 - March 4, 2020
PATRICK CAPITAL MARKETS, LLC
August 28, 2017 - February 23, 2018
TRANSAMERICA CAPITAL, LLC
June 1, 2015 - October 18, 2016
CCO CAPITAL, LLC
October 21, 2014 - April 22, 2015
B. RILEY WEALTH MANAGEMENT
May 14, 2014 - November 10, 2014
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
June 12, 2012 - April 28, 2014
LINCOLN FINANCIAL DISTRIBUTORS, INC.
September 23, 2010 - June 18, 2012
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
January 1, 2008 - November 9, 2009
FIDELITY BROKERAGE SERVICES LLC
January 3, 2007 - January 1, 2008
FIDELITY DISTRIBUTORS COMPANY LLC
August 15, 2006 - November 29, 2006
UNITED CAPITAL MARKETS, INC.
July 15, 2005 - July 18, 2006
STEPHENS
January 20, 2004 - June 17, 2005
HOEFER & ARNETT, INCORPORATED
October 15, 2003 - December 10, 2003
STEPHENS
Primary Firm SEC Registration
USI ADVISORS
CRD#: 108113 / SEC#: 801-56622
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
USI ADVISORS
CRD#: 108113 / SEC#: 801-56622
Contact information
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,346 |
| AUM (Assets Under Management) | $ 48,864,913,348 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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