Jeffrey T. Falke
Professional summary
Jeffrey Trenton Falke, who also goes by Jeffrey Trent Falke Falke, Jeffrey Trent Falke, Jeffrey Falke, is a registered financial professional currently at WELLS FARGO SECURITIES, LLC located in Irving, Texas.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 2003. Jeffrey has worked at 8 firms and has passed the Series 66, Series 7TO and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Trenton Falke's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 1, 2025 - Present
WELLS FARGO SECURITIES, LLC
Office #1: 401 Las Colinas Blvd Bldg B, Irving, TX 75039June 9, 2020 - August 24, 2021
CHARLES SCHWAB & CO., INC.
October 9, 2012 - April 21, 2014
USAA FINANCIAL PLANNING SERVICES
September 18, 2012 - April 21, 2014
USAA FINANCIAL ADVISORS, INC.
May 22, 2006 - April 5, 2012
CHASE INVESTMENT SERVICES CORP.
May 22, 2006 - April 5, 2012
CHASE INVESTMENT SERVICES CORP.
May 26, 2005 - May 17, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 26, 2005 - May 17, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 15, 2004 - May 5, 2005
USALLIANZ SECURITIES, INC.
May 20, 2004 - May 5, 2005
USALLIANZ SECURITIES, INC.
September 17, 2003 - April 20, 2004
FOX & COMPANY INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 9/27/2023
General Securities Representative Examination24X National Exchange LLC
BOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
WELLS FARGO SECURITIES, LLC
CRD#: 126292 / SEC#: , 8-65876
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EVEREN CAPITAL CORPORATION | PARENT | |
| CHESTER, KARA MCSHANE | DIRECTOR/MANAGER | 2679854 |
| CONNOR, TIMOTHY MICHAEL | PRINCIPAL FINANCIAL OFFICER | 8157713 |
| MACCHIO, PETER | CHIEF COMPLIANCE OFFICER / DESIGNATED TEXAS OFFICER / DIRECTOR/MANAGER | 2124187 |
| OHARA, TIMOTHY PATRICK | DIRECTOR/MANAGER | 2095368 |
| PETERS, MARY LOU | DIRECTOR/MANAGER/CONTROL PRINCIPAL | 4062788 |
| RILEY, MICHAEL FRANCIS | DIRECTOR/MANAGER | 4165280 |
| RIVAS, FERNANDO S | CHAIR / CEO / PRESIDENT / DIRECTOR/MANAGER | 4803269 |
| SMITH, DANIEL D | CHIEF OPERATIONS OFFICER | 5500659 |
| THOMAS, DANIEL JEROME JR | DIRECTOR/MANAGER |
Disclosures
| Regulatory Event | 158 |
| Civil Event | 1 |
Red Flags
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