Stephen C. Town
Professional summary
Stephen Christopher Town, who also goes by Stephen Town, is a registered financial professional currently at PRUDENTIAL ANNUITIES DISTRIBUTORS, INC located in Shelton, Connecticut.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 2005. Stephen has worked at 6 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen Christopher Town's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 30, 2025 - Present
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
Office #1: 1 Corporate Drive, Shelton, CT 06484October 26, 2023 - November 18, 2024
FIDX MARKETS LLC
December 10, 2018 - February 8, 2019
OSAIC FA, INC.
August 9, 2011 - August 12, 2015
OSAIC FA, INC.
July 20, 2011 - August 31, 2015
LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION
February 23, 2011 - August 12, 2015
OSAIC FA, INC.
January 10, 2008 - February 25, 2011
EQUITABLE ADVISORS, LLC
August 30, 2007 - February 25, 2011
EQUITABLE ADVISORS, LLC
July 14, 2005 - July 10, 2006
PCS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 10/23/2023
General Securities Representative ExaminationFINRA
Current Firm
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
CRD#: 21570 / SEC#: , 8-39058
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | SHAREHOLDER COMMON | |
| CARROLL, TRACEY MARIA | CHIEF OPERATING OFFICER | 5841463 |
| CARROLL, TRACEY MARIA | PRESIDENT | 5841463 |
| HAGGERTY, SCOTT PETER | CHIEF EXECUTIVE OFFICER | 2619329 |
| MCGRATH, SHANE THOMAS | CHIEF COMPLIANCE OFFICER | 4458909 |
| SMIT, ROBERT PHILIP | FINOP, CFO | 2332366 |
| THOMSEN, JORDAN K | CHIEF LEGAL OFFICER AND SECRETARY | 2821664 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
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Company Information
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
CRD#: 21570Shelton, CT 06484TRUST BUT VERIFY
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