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AG

Andrea N. Grande

Some features on this profile are disabled
CRD#: 4689113
AG

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Andrea N Grande, who also goes by Andrea Nicole Czyznik, Andrea Czyznik, Andrea N. Grande, was a registered financial professional .

Andrea is a previously registered financial professional and started their career in finance in 2003. Andrea had worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Andrea Nicole Czyznik | Andrea Czyznik | Andrea N. Grande

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 30, 2015 - September 16, 2019

BMO INVESTMENT DISTRIBUTORS, LLC

BD
CRD#: 146711
CHICAGO, IL
Past

March 22, 2012 - January 30, 2015

BMO HARRIS FINANCIAL ADVISORS, INC.

BD
CRD#: 137115
CHICAGO, IL
Past

March 20, 2012 - February 5, 2015

BMO HARRIS FINANCIAL ADVISORS, INC.

RIA
CRD#: 137115
CHICAGO, IL
Past

April 10, 2007 - April 15, 2011

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
CHICAGO, IL
Past

August 18, 2003 - April 15, 2011

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/9/2007
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 8/28/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/15/2003
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 4/29/2008
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 4/10/2008
General Securities Sales Supervisor - Options Module Examination

Current Firm

BI
BMO INVESTMENT DISTRIBUTORS, LLC
BMO INVESTMENT DISTRIBUTORS, LLC | M&I DISTRIBUTORS LLC

CRD#: 146711 / SEC#: , 8-67845

BD
Terminated by SEC on 02/18/2020
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Contact information

Main Address
Mailing Address
Phone number
Established
Wisconsin since 10/04/2007
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
BMO FINANCIAL CORP.DIRECT PARENT CORPORATION
GREGORY, MARK ANDREWCHIEF COMPLIANCE OFFICER2253531
JONES, BEN DPRESIDENT, CHIEF OPERATING OFFICER, DIRECTOR4206990
LAKE, STEPHANIE ANNCHIEF FINANCIAL OFFICER5845009
OLEARI, SUSAN GDIRECTOR6660230
PAPAGEORGAKIS, PETEDIRECTOR1974178
RAYNIER, MATTHEW BRENNANAML OFFICER6843589
WANIE, LEE GORDON JULIANDIRECTOR2793249

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BMO INVESTMENT DISTRIBUTORS, LLC

CRD#: 146711

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