Jason A. Canzano

BREAKWATER ASSET MANAGEMENT

Hampton, NH

Some features on this profile are disabled

CRD#: 4689085

Professional summary

Jason A. Canzano, who also goes by Jason Anthony Canzano, is a registered financial advisor currently at BREAKWATER ASSET MANAGEMENT, LLC located in Hampton, New Hampshire.

Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Jason has worked at 5 firms and has passed the Series 66, Series 63, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jason Anthony Canzano

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DIRECTOR AT PREFERRED HOME CARE & NURSING SERVICES DBA ACCELERON MEDICAL PRODUCTS, INC. NON-INVESTMENT RELATED. ADDRESS: 28 ANDOVER STREET, ANDOVER, MA, 01810. WORKED AT FIRM SINCE 1/2013. 160 HOURS PER MONTH THE MAJORITY OF WHICH TYPICALLY OCCUR DURING SECURITIES TRADING HOURS. MANAGE & SUPERVISE BUSINESS OPERATIONS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason A. Canzano's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 8, 2010 - Present

BREAKWATER ASSET MANAGEMENT, LLC

RIA

CRD#: 155041

Hampton, NH

Past

October 14, 2009 - November 15, 2010

HUNTWICKE SECURITIES, LLC

CRD#: 146993

TOPSFIELD, MA

Past

October 8, 2009 - November 15, 2010

ESSEX PRIVATE WEALTH MANAGEMENT LLC

RIA

CRD#: 149991

TOPSFIELD, MA

Past

June 17, 2005 - September 25, 2008

ENVOY SECURITIES, LLC

CRD#: 132719

N HAMPTON, NH

Past

August 18, 2003 - July 6, 2004

MKM PARTNERS LLC

CRD#: 114666

STAMFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(7/8/2011)

IAR

New Hampshire
(12/8/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/6/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/9/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 55

Date: 1/9/2004

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 8/13/2003

General Securities Representative Examination

Current Firm

BREAKWATER ASSET MANAGEMENT, LLC

BREAKWATER ASSET MANAGEMENT, LLC | CANZANO, JASON ANTHONY

CRD#: 155041 / SEC#:

Massachusetts

Registered Investment Advisory firm - (7/8/2011 Approved)

New Hampshire

Registered Investment Advisory firm - (12/8/2010 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Hampton, NH

Mailing Address

Phone number

(603) 918-1631

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	54
AUM (Assets Under Management)	$ 10,987,431

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jason A. Canzano

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason A. Canzano's CRS (Customer Relationship Summary).

Certified licenses

Experience

BREAKWATER ASSET MANAGEMENT, LLC

HUNTWICKE SECURITIES, LLC

ESSEX PRIVATE WEALTH MANAGEMENT LLC

ENVOY SECURITIES, LLC

MKM PARTNERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/6/2009

Series 63

Date: 10/9/2003

Series 55

Date: 1/9/2004

Series 7

Date: 8/13/2003

Current Firm

BREAKWATER ASSET MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BREAKWATER ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors