Bryan M. Hayes
Professional summary
Bryan M Hayes, who also goes by Brian Marshall Hayes, Bryan Marshall Hayes, is a registered financial professional currently at COMMERCE BROKERAGE SERVICES, INC. located in St Louis, Missouri.
Bryan is registered as a RR (Registered Representative) and started their career in finance in 2003. Bryan has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Bryan M Hayes's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 9, 2006 - Present
COMMERCE BROKERAGE SERVICES, INC.
Office #1: 8001 Forsyth Blvd, St Louis, MO 63105October 1, 2013 - December 5, 2023
COMMERCE BROKERAGE SERVICES, INC.
May 6, 2005 - July 17, 2006
CITIGROUP GLOBAL MARKETS INC.
May 6, 2005 - July 17, 2006
CITIGROUP GLOBAL MARKETS INC.
October 2, 2003 - May 25, 2005
ARVEST WEALTH MANAGEMENT
August 19, 2003 - May 25, 2005
ARVEST WEALTH MANAGEMENT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/9/2006)
Exams
FINRA
Current Firm
COMMERCE BROKERAGE SERVICES, INC.
CRD#: 17140 / SEC#: 801-66509, 8-35096
Contact information
FINRA licenses (46 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COMMERCE BANK | SOLE STOCKHOLDER | |
| CHMELKA, JOHN EMIL | PRINCIPAL OPERATIONS OFFICER | 2052962 |
| HARMON, THOMAS DARIN | PRESIDENT/CHIEF EXECUTIVE OFFICER | 7787415 |
| MOWER, MATHEW ROBERT | SENIOR VICE PRESIDENT | 3176197 |
| REECE, JOSEPH STEVEN | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 2227282 |
| ROWE, MARGARET | CORPORATE SECRETARY | 7576973 |
| SIMPSON, TIFFANY LYNN | TREASURER/CHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER | 6685507 |
| SWANSON, ERIK ANDREW | EXECUTIVE VICE PRESIDENT | 4170204 |
Regulatory assets under management
| Total Number of Accounts | 3,570 |
| AUM (Assets Under Management) | $ 650,363,405 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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Company Information
COMMERCE BROKERAGE SERVICES, INC.
CRD#: 17140St Louis, MO 63105TRUST BUT VERIFY
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