David W. Wong

INTEGRITY ADVISERS LLC

SEATTLE, WA 98101

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CRD#: 4689031

Professional summary

David Wei Wong, who also goes by David Wong, is a registered financial advisor currently at INTEGRITY ADVISERS LLC located in Seattle, Washington and INTEGRITY BROKERAGE, LLC located in Los Angeles, California.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. David has worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Wong

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Owner of Integrity Brokerage LLC, a broker dealer, and Beachbreak Advisors LLC, an IA, both investment-related. Address for both is Mukilteo, WA. Time spent with the BD is roughly 50 hours per week and 1 hour per week with the IA, and during trading hours. Duties include compliance, supervision, and regulatory for both the BD and the RIA.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Wei Wong's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 21, 2021 - Present

INTEGRITY ADVISERS LLC

Office #1: 720 Seneca St Suite 107, Seattle, WA 98101

RIA

CRD#: 310757

SEATTLE, WA

Current

April 3, 2020 - Present

INTEGRITY BROKERAGE, LLC

Office #1: 453 S Spring St Ste 400, Los Angeles, CA 90013Office #2: 720 Seneca St Ste 107, Seattle, WA 98101

CRD#: 117589

Los Angeles, CA

Past

September 29, 2020 - September 24, 2020

INTEGRITY BROKERAGE, LLC

RIA

CRD#: 117589

Seattle, WA

Past

May 23, 2019 - February 19, 2020

RANCE KING SECURITIES CORP.

CRD#: 15737

LONG BEACH, CA

Past

February 1, 2018 - May 21, 2019

CREWE CAPITAL

CRD#: 152527

SALT LAKE CITY, UT

Past

November 28, 2017 - February 1, 2018

WEALTHFORGE SECURITIES, LLC

CRD#: 152550

RICHMOND, VA

Past

August 17, 2017 - November 22, 2017

ARETE WEALTH MANAGEMENT, LLC

CRD#: 44856

CHICAGO, IL

Past

July 10, 2015 - September 1, 2017

SILBER BENNETT FINANCIAL, INC.

CRD#: 156435

ENCINO, CA

Past

January 15, 2015 - June 30, 2015

SANDLAPPER SECURITIES, LLC

CRD#: 137906

GREENVILLE, SC

Past

July 11, 2012 - December 31, 2013

CABIN SECURITIES, INC.

CRD#: 137608

OVERLAND PARK, KS

Past

July 30, 2010 - December 22, 2010

CABIN SECURITIES, INC.

CRD#: 137608

IRVINE, CA

Past

March 17, 2010 - June 1, 2010

CABIN SECURITIES, INC.

CRD#: 137608

OVERLAND PARK, KS

Past

September 9, 2009 - March 9, 2010

NEWPORT COAST SECURITIES, INC.

CRD#: 16944

NEW YORK, NY

Past

March 11, 2009 - June 19, 2009

PASSCO CAPITAL, INC.

CRD#: 117323

IRVINE, CA

Past

July 26, 2006 - March 4, 2008

CABIN SECURITIES, INC.

CRD#: 137608

SAN CLEMENTE, CA

Past

May 25, 2005 - August 29, 2006

BURCH & COMPANY, INC

CRD#: 102280

SAN CLEMENTE, CA

Past

December 19, 2003 - May 31, 2005

JAMES HAROLD GOODE, JR.

CRD#: 16334

SAN CLEMENTE, CA

Past

September 23, 2003 - October 23, 2003

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(4/3/2020)

IAR

California
(1/21/2021)

Washington
(6/2/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/19/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/28/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/22/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/13/2020

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

INTEGRITY ADVISERS LLC

BEACHBREAK ADVISORS LLC | INTEGRITY ADVISERS LLC | EHUKAI ADVISORS LLC

CRD#: 310757 / SEC#:

California

Registered Investment Advisory firm - (1/20/2021 Approved)

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Contact information

Main Address

720 Seneca St Suite 107, Seattle, WA 98101

Mailing Address

453 S Spring St Ste 400 Pmb 285, Los Angeles, CA 90013

Phone number

(949) 294-9833

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

SEC / JURISDICTION	REPORTING STATUS	EFFECTIVE DATE
California	ERA - Withdrawn	9/8/2020
Washington	ERA - Withdrawn	9/8/2020

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David W. Wong

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Wei Wong's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTEGRITY BROKERAGE, LLC

INTEGRITY BROKERAGE, LLC

RANCE KING SECURITIES CORP.

CREWE CAPITAL

WEALTHFORGE SECURITIES, LLC

ARETE WEALTH MANAGEMENT, LLC

SILBER BENNETT FINANCIAL, INC.

SANDLAPPER SECURITIES, LLC

CABIN SECURITIES, INC.

CABIN SECURITIES, INC.

CABIN SECURITIES, INC.

NEWPORT COAST SECURITIES, INC.

PASSCO CAPITAL, INC.

CABIN SECURITIES, INC.

BURCH & COMPANY, INC

JAMES HAROLD GOODE, JR.

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 65

Date: 8/19/2020

Series 63

Date: 10/28/2003

SIE

Date: 10/1/2018

Series 7

Date: 9/22/2003

Series 24

Date: 5/13/2020

FINRA

Current Firm

INTEGRITY ADVISERS LLC

Contact information

Documents

Exempt reporting advisers

Red Flags

Company Information

INTEGRITY ADVISERS LLC

TRUST BUT VERIFY

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