David R. Cichon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Robert Cichon was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1972. David had worked at 21 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE, Series 1, Series 24 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 7, 2013 - February 22, 2023
HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS
November 4, 2013 - March 10, 2023
LPL FINANCIAL LLC
July 17, 2009 - November 20, 2013
HOUSEHOLDER GROUP FINANCIAL ADVISORS, LLC
July 14, 2009 - November 6, 2013
SECURITIES SERVICE NETWORK, LLC
October 8, 2008 - July 17, 2009
HOUSEHOLDER GROUP, ESTATE & RETIREMENT SPECIALISTS
September 23, 2008 - July 15, 2009
OSAIC SERVICES, INC.
March 3, 2008 - September 24, 2008
EQUITABLE ADVISORS, LLC
March 3, 2008 - September 24, 2008
EQUITABLE ADVISORS, LLC
October 31, 2005 - March 26, 2008
OSAIC SERVICES, INC.
July 8, 2004 - April 4, 2008
HOUSEHOLDER GROUP, ESTATE & RETIREMENT SPECIALISTS
June 1, 2004 - October 31, 2005
SUNAMERICA SECURITIES, INC.
January 6, 2004 - June 2, 2004
INVESTMENT CENTERS OF AMERICA, INC.
October 22, 2001 - June 2, 2004
INVESTMENT CENTERS OF AMERICA, INC.
January 11, 1999 - October 1, 2001
OMEGA SECURITIES, INC.
April 16, 1993 - December 31, 1998
PACVEST ASSOCIATES, INC.
March 16, 1993 - April 3, 1993
G.R. STUART & COMPANY, INC.
February 14, 1992 - March 16, 1993
FINANCIAL SECURITIES NETWORK,INC.
February 21, 1991 - December 31, 1991
SUNAMERICA SECURITIES, INC.
February 23, 1989 - February 22, 1991
CHRIS SECURITIES INC.
April 2, 1985 - October 23, 1985
COLONIAL EQUITIES CORP.
October 26, 1984 - February 22, 1989
SOUTHMARK FINANCIAL SERVICES, INC.
June 19, 1983 - August 27, 1984
AETNA LIFE INSURANCE AND ANNUITY COMPANY
April 15, 1983 - October 29, 1984
BROAD REACH CAPITAL, INC.
January 22, 1982 - April 20, 1983
LOWRY FINANCIAL SERVICES CORPORATION
May 12, 1980 - December 3, 1981
MAIN STREET MANAGEMENT COMPANY
June 27, 1972 - July 18, 1980
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 6/22/1972
Registered Representative ExaminationCurrent Firm
HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS
CRD#: 169045 / SEC#: 801-78565
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,804 |
| AUM (Assets Under Management) | $ 277,447,180 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS
CRD#: 169045TRUST BUT VERIFY
Monitor David Cichon
Get automatic monthly alerts on:
