DC
David R. Cichon
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CRD#: 46890
DC
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Robert Cichon was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1972. David had worked at 21 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE, Series 1, Series 24 and Series 39 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 11/04/2013: SENIOR FINANCIAL NETWORK, INC. - OWNER - NO TIME SPENT
2. 11/04/2013: HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 7700 E. ARAPAHOE RD #110, CENTENNIAL, CO 80112 - 40% OF TIME SPENT
3. 11/04/2013: SENIOR FINANCIAL NETWORK INC - FOR ACCOUNTING PURPOSES ONLY - 5% OF TIME SPENT - OWNER
4. 11/04/2013: HOUSEHOLDER GROUP - INV REL - 7700 E. ARAPAHOE RD #110, CENTENNIAL, CO 80112 - NON-VARIABLE INSURANCE - 10% OF TIME SPENT - AGENT
5. 01/13/2015: NO BUSINESS NAME - INV REL - 7700 E. ARAPAHOE RD., SUITE 110, CENTENNIAL, CO 80112 - NON-VARIABLE INSURANCE - START 01/01/1974 - 3 HR/MO 1 DURING SECS TRDG HRS - OWNER & SALES.
6. 07/27/2015 - HG INSURANCE - INVESTMENT RELATED - 8985 E. BELL RD. SCOTTSDALE, AZ 85260 - NON-VARIABLE INSURANCE - STARTED 06/24/2015 - 10 HOURS PER MONTH DURING SECURITIES TRADING - SALES PERSON - LTC, LIFE, FIXED ANNUITY.
7. 5/14/2018 - Householder Group Estate & Retirement Specialists - DBA: (Hybrid) Householder Financial Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date:11/01/2013 - 96 Hour(s) Per Month - Time Spent: 60% - I provide investment advisory services through Householder Group Estate & Retirement Specialists, an independent investment advisor firm. I started this business activity in 11/2013. I expect to spend approximately 96 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
November 7, 2013 - February 22, 2023
HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS
RIA
CRD#: 169045
CENTENNIAL, CO
Past
November 4, 2013 - March 10, 2023
LPL FINANCIAL LLC
BD
CRD#: 6413
CENTENNIAL, CO
Past
July 17, 2009 - November 20, 2013
HOUSEHOLDER GROUP FINANCIAL ADVISORS, LLC
RIA
CRD#: 149564
CENTENNIAL, CO
Past
July 14, 2009 - November 6, 2013
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
CENTENNIAL, CO
Past
October 8, 2008 - July 17, 2009
HOUSEHOLDER GROUP, ESTATE & RETIREMENT SPECIALISTS
RIA
CRD#: 107773
CENTENNIAL, CO
Past
September 23, 2008 - July 15, 2009
OSAIC SERVICES, INC.
BD
CRD#: 133763
CENTENNIAL, CO
Past
March 3, 2008 - September 24, 2008
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
COLORADO SPRINGS, CO
Past
March 3, 2008 - September 24, 2008
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
COLORADO SPRINGS, CO
Past
October 31, 2005 - March 26, 2008
OSAIC SERVICES, INC.
BD
CRD#: 133763
CENTENNIAL, CO
Past
July 8, 2004 - April 4, 2008
HOUSEHOLDER GROUP, ESTATE & RETIREMENT SPECIALISTS
RIA
CRD#: 107773
CENTENNIAL, CO
Past
June 1, 2004 - October 31, 2005
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Past
January 6, 2004 - June 2, 2004
INVESTMENT CENTERS OF AMERICA, INC.
RIA
CRD#: 16443
CENTENNIAL , CO
Past
October 22, 2001 - June 2, 2004
INVESTMENT CENTERS OF AMERICA, INC.
BD
CRD#: 16443
APPLETON, WI
Past
January 11, 1999 - October 1, 2001
OMEGA SECURITIES, INC.
BD
CRD#: 7164
FORT WORTH, TX
Past
April 16, 1993 - December 31, 1998
PACVEST ASSOCIATES, INC.
BD
CRD#: 29583
WOODSTOCK, CT
Past
March 16, 1993 - April 3, 1993
G.R. STUART & COMPANY, INC.
BD
CRD#: 29101
MAYNARD, MA
Past
February 14, 1992 - March 16, 1993
FINANCIAL SECURITIES NETWORK,INC.
BD
CRD#: 16153
Past
February 21, 1991 - December 31, 1991
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Past
February 23, 1989 - February 22, 1991
CHRIS SECURITIES INC.
BD
CRD#: 4453
Past
April 2, 1985 - October 23, 1985
COLONIAL EQUITIES CORP.
BD
CRD#: 2295
Past
October 26, 1984 - February 22, 1989
SOUTHMARK FINANCIAL SERVICES, INC.
BD
CRD#: 6518
Past
June 19, 1983 - August 27, 1984
AETNA LIFE INSURANCE AND ANNUITY COMPANY
BD
CRD#: 13256
Past
April 15, 1983 - October 29, 1984
BROAD REACH CAPITAL, INC.
BD
CRD#: 10045
Past
January 22, 1982 - April 20, 1983
LOWRY FINANCIAL SERVICES CORPORATION
BD
CRD#: 7291
Past
May 12, 1980 - December 3, 1981
MAIN STREET MANAGEMENT COMPANY
BD
CRD#: 547
Past
June 27, 1972 - July 18, 1980
LINCOLN FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 145
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HG
HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS
AMERICAN FINANCIAL SERVICES | TAX AND INVESTMENT ADVOCATES | STREFF FINANCIAL GROUP | RUSSO FINANCIAL MANAGEMENT | RIDLEY WEALTH STRATEGIES | NICKELS WEALTH MANAGEMENT | MONEY AND MINDFULNESS | MASSEY FINANCIAL SERVICES, LLC DBA MASSEY FINANCIAL SERVICES | LUNCEFORD PRIVATE WEALTH MANAGEMENT | L.H. NICKELS WEALTH MANAGEMENT | KIDWELL & COMPANY, INC | KAVE FAMILY FINANCIAL | KAVE FAMILY INSURANCE | IRA SPECIALISTS | HOUSEHOLDER GROUP OF TEXAS | HOUSEHOLDER GROUP OF ORANGE COUNTY | HOUSEHOLDER GROUP OF NEW MEXICO | HOUSEHOLDER GROUP OF DENVER | HOUSEHOLDER GROUP OF COLORADO SPRINGS | HOUSEHOLDER GROUP FINANCIAL ADVISORS | HOUSEHOLDER GROUP ESTATE AND RETIREMENT SPECIALIST, LLC | HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS | HOUSEHOLDER GROUP DFW | HOUSEHOLDER GROUP COACHELLA VALLEY | HOUSEHOLDER GROUP ANTELOPE VALLEY | HOUSEHOLDER FINANCIAL ADVISORS LLC | HILL FINANCIAL PLANNING | HERITAGE WEALTH MANAGEMENT | CICHON FINANCIAL SERVICES
CRD#: 169045 / SEC#: 801-78565
RIA
Registered Investment Advisory firm - (9/20/2013 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 6/22/1972
Registered Representative ExaminationPrincipal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
HG
HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS
AMERICAN FINANCIAL SERVICES | TAX AND INVESTMENT ADVOCATES | STREFF FINANCIAL GROUP | RUSSO FINANCIAL MANAGEMENT | RIDLEY WEALTH STRATEGIES | NICKELS WEALTH MANAGEMENT | MONEY AND MINDFULNESS | MASSEY FINANCIAL SERVICES, LLC DBA MASSEY FINANCIAL SERVICES | LUNCEFORD PRIVATE WEALTH MANAGEMENT | L.H. NICKELS WEALTH MANAGEMENT | KIDWELL & COMPANY, INC | KAVE FAMILY FINANCIAL | KAVE FAMILY INSURANCE | IRA SPECIALISTS | HOUSEHOLDER GROUP OF TEXAS | HOUSEHOLDER GROUP OF ORANGE COUNTY | HOUSEHOLDER GROUP OF NEW MEXICO | HOUSEHOLDER GROUP OF DENVER | HOUSEHOLDER GROUP OF COLORADO SPRINGS | HOUSEHOLDER GROUP FINANCIAL ADVISORS | HOUSEHOLDER GROUP ESTATE AND RETIREMENT SPECIALIST, LLC | HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS | HOUSEHOLDER GROUP DFW | HOUSEHOLDER GROUP COACHELLA VALLEY | HOUSEHOLDER GROUP ANTELOPE VALLEY | HOUSEHOLDER FINANCIAL ADVISORS LLC | HILL FINANCIAL PLANNING | HERITAGE WEALTH MANAGEMENT | CICHON FINANCIAL SERVICES
CRD#: 169045 / SEC#: 801-78565
RIA
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Contact information
Main Address
8985 E. Bell Road, Scottsdale, AZ 85260
Mailing Address
Phone number
(602) 604-0600
Established
Firm type
Fiscal year end
# of Employees
25
SEC notice filing (38 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,804 |
| AUM (Assets Under Management) | $ 277,447,180 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS
CRD#: 169045TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
