JN
Jason S. Niemann
DROMS STRAUSS WEALTH MANAGEMENT
St. Louis, MO 63141-7844
Some features on this profile are disabled
CRD#: 4688997
JN
Professional summary
Jason Scott Niemann, CFA is a registered financial advisor currently at DROMS STRAUSS WEALTH MANAGEMENT located in St. Louis, Missouri.
Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Jason has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Benedio LLC - Chesterfield, MO - develops academic management software -founder 10 hrs/mo (0 during mkt hrs) - not investment related - will not interfere with duties at firm
CRS (Client Relationship Summary) - RIA
Click below to view Jason Scott Niemann's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
November 25, 2019 - Present
DROMS STRAUSS WEALTH MANAGEMENT
Office #1: 501 N Lindbergh Boulevard, St. Louis, MO 63141-7844RIA
CRD#: 108620
St. Louis, MO
Past
March 24, 2004 - April 27, 2018
FIFTH THIRD SECURITIES, INC.
BD
CRD#: 628
CINCINNATI, OH
Past
September 23, 2003 - January 8, 2004
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DS
DROMS STRAUSS WEALTH MANAGEMENT
DROMS STRAUSS ADVISORS INC | WILLIAM G. DROMS, PROFESSOR OF FINANCE, GEORGETOWN UNIVERSITY | STEVEN N. STRAUSS, CPA-PRES. OF STRAUSS & COMPANY (ACCOUNTING FIRM) | DROMS STRAUSS WEALTH MANAGEMENT | DROMS STRAUSS ADVISORS, INC.
CRD#: 108620 / SEC#: 801-55207
RIA
Registered Investment Advisory firm - (1/20/1998 Approved)Maryland
Registered Investment Advisory firm - (6/24/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Missouri(11/25/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
DS
DROMS STRAUSS WEALTH MANAGEMENT
DROMS STRAUSS ADVISORS INC | WILLIAM G. DROMS, PROFESSOR OF FINANCE, GEORGETOWN UNIVERSITY | STEVEN N. STRAUSS, CPA-PRES. OF STRAUSS & COMPANY (ACCOUNTING FIRM) | DROMS STRAUSS WEALTH MANAGEMENT | DROMS STRAUSS ADVISORS, INC.
CRD#: 108620 / SEC#: 801-55207
RIA
Registered Investment Advisory firm - (1/20/1998 Approved)Maryland
Registered Investment Advisory firm - (6/24/2002 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
501 N Lindbergh Boulevard, St. Louis, MO 63141-7844
Mailing Address
Phone number
(314) 862-9100
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,402 |
| AUM (Assets Under Management) | $ 730,377,719 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/04/2025 | ||
| 10/15/2024 | ||
| 09/27/2023 | ||
| 10/07/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
DROMS STRAUSS WEALTH MANAGEMENT
CRD#: 108620St. Louis, MO 63141-7844TRUST BUT VERIFY
Monitor Jason Niemann
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
