Christopher Collins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Collins, who also goes by Christopher Timothy Collins, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2003. Christopher had worked at 3 firms and has passed the Series 65, Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 3, 2019 - December 31, 2020
AIR PLANNING
December 9, 2005 - August 13, 2008
UBS FINANCIAL SERVICES INC.
October 21, 2005 - August 13, 2008
UBS FINANCIAL SERVICES INC.
September 23, 2003 - October 27, 2005
EDWARD JONES
State Registrations and Notice Filings
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Exams
Current Firm
AIR PLANNING
CRD#: 300939 / SEC#:
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
