Raymond W. Tsao
Professional summary
Raymond W. Tsao is a registered financial professional currently at PROBITAS FUNDS GROUP, LLC located in San Francisco, California.
Raymond is registered as a RR (Registered Representative) and started their career in finance in 2006. Raymond has worked at 2 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Raymond W. Tsao's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 19, 2009 - Present
PROBITAS FUNDS GROUP, LLC
Office #1: 425 California Street Suite 550, San Francisco, CA 94104November 15, 2006 - December 31, 2008
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/9/2009)
(4/4/2023)
(4/5/2023)
(4/8/2023)
(4/4/2023)
(4/4/2023)
(4/3/2023)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
PROBITAS FUNDS GROUP, LLC
CRD#: 115876 / SEC#: , 8-53512
Contact information
FINRA licenses (24 States and Territories)
Documents
Red Flags
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