Lisa L. Spurlock

ALPHASTAR CAPITAL MANAGEMENT

Wildwood, FL 34785

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CRD#: 4688932

Professional summary

Lisa Lorraine Spurlock, who also goes by Lisa Spurlock Foley, is a registered financial advisor currently at ALPHASTAR CAPITAL MANAGEMENT located in Wildwood, Florida.

Lisa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Lisa has worked at 8 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lisa Spurlock Foley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Securenet Financial, LLC; investment related; ; 4076 E. SR 44, Wildwood, FL 34785. Life Insurance and Annuity sales; Vice President of Advisory Support Since 03/2022; Approx. 11hrs/month; Approx. 11hrs/month during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lisa Lorraine Spurlock's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 2, 2024 - Present

ALPHASTAR CAPITAL MANAGEMENT

Office #1: 4076 E. Sr 44, Wildwood, FL 34785

RIA

CRD#: 157423

Wildwood, FL

Past

September 10, 2021 - April 8, 2022

AE WEALTH MANAGEMENT, LLC

RIA

CRD#: 282580

FRUITLAND PARK, FL

Past

February 12, 2021 - August 27, 2021

CREATIVEONE WEALTH, LLC

RIA

CRD#: 281213

Fruitland Park, FL

Past

October 6, 2020 - January 11, 2021

PARADY WEALTH MANAGEMENT

RIA

CRD#: 169997

THE VILLAGES, FL

Past

January 14, 2010 - April 6, 2010

NEWPORT GROUP SECURITIES, INC.

CRD#: 29722

LAKE MARY, FL

Past

July 31, 2007 - September 30, 2009

HIMCO DISTRIBUTION SERVICES COMPANY

CRD#: 6604

FLORHAM PARK, NJ

Past

September 21, 2004 - January 4, 2007

MMC SECURITIES LLC

RIA

CRD#: 103846

LOUISVILLE, KY

Past

March 5, 2004 - March 29, 2004

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALPHASTAR CAPITAL MANAGEMENT

ALPHASTAR CAPITAL MANAGEMENT | ALPHASTAR CAPITAL MANAGEMENT, LLC

CRD#: 157423 / SEC#: 801-72361

RIA

Registered Investment Advisory firm - (5/18/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(4/2/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/9/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/9/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 7/30/2007

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ALPHASTAR CAPITAL MANAGEMENT

ALPHASTAR CAPITAL MANAGEMENT | ALPHASTAR CAPITAL MANAGEMENT, LLC

CRD#: 157423 / SEC#: 801-72361

RIA

Registered Investment Advisory firm - (5/18/2011 Approved)

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Contact information

Main Address

19600 West Catawba Avenue Suite B200, Cornelius, NC 28031

Mailing Address

Phone number

(855) 340-2514

Established

Firm type

Fiscal year end

# of Employees

124

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	11,592
AUM (Assets Under Management)	$ 1,841,154,148

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/12/2023	Cover Page	Report
06/27/2023	Cover Page	Report
01/24/2023	Cover Page	Report

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Lisa L. Spurlock

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lisa Lorraine Spurlock's CRS (Customer Relationship Summary).

Certified licenses

Experience

AE WEALTH MANAGEMENT, LLC

CREATIVEONE WEALTH, LLC

PARADY WEALTH MANAGEMENT

NEWPORT GROUP SECURITIES, INC.

HIMCO DISTRIBUTION SERVICES COMPANY

MMC SECURITIES LLC

PRINCIPAL SECURITIES, INC.

Primary Firm SEC Registration

ALPHASTAR CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 8/9/2020

Series 63

Date: 3/9/2004

Series 6

Date: 7/30/2007

Current Firm

ALPHASTAR CAPITAL MANAGEMENT

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ALPHASTAR CAPITAL MANAGEMENT

TRUST BUT VERIFY

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