David E. Donnelly

SPIDERROCK ADVISORS

CHICAGO, IL 60606

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CRD#: 4688903

Professional summary

David Eugene Donnelly, who also goes by David E Donnelly, is a registered financial advisor currently at SPIDERROCK ADVISORS, LLC located in Chicago, Illinois and BLACKROCK INVESTMENTS, LLC located in Chicago, Illinois.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. David has worked at 10 firms and has passed the Series 66, Series 7TO, SIE, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David E Donnelly

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Trove, LLC -- provides loans to individuals -- provide advice to the CEO, invested $; 1/2 hrs per week; Start Date: 08/01/2023

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Eugene Donnelly's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 16, 2025 - Present

SPIDERROCK ADVISORS, LLC

Office #1: 227 West Monroe Suite 4300, Chicago, IL 60606

RIA

CRD#: 171992

CHICAGO, IL

Current

December 6, 2024 - Present

BLACKROCK INVESTMENTS, LLC

Office #1: 227 W. Monroe Street Suite 4300, Chicago, IL 60606

CRD#: 38642

CHICAGO, IL

Past

May 24, 2025 - October 16, 2025

BLACKROCK INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 108928

Chicago, IL

Past

June 15, 2016 - December 31, 2017

SPIDERROCK ADVISORS, LLC

RIA

CRD#: 171992

CHICAGO, IL

Past

November 25, 2015 - April 13, 2016

BURCH & COMPANY, INC

CRD#: 102280

KANSAS CITY, MO

Past

October 28, 2014 - November 27, 2015

THIRD500, LLC

CRD#: 115542

WILMETTE, IL

Past

May 9, 2014 - September 2, 2014

303 ALTERNATIVES, LLC

CRD#: 166675

CHICAGO, IL

Past

January 10, 2012 - September 4, 2012

SUPERFUND USA, LLC

CRD#: 147069

CHICAGO, IL

Past

April 29, 2010 - August 27, 2010

SCULLY CAPITAL MANAGEMENT, LLC

RIA

CRD#: 140113

EVANSTON, IL

Past

March 11, 2004 - April 9, 2010

LORD, ABBETT & CO. LLC

RIA

CRD#: 110391

JERSEY CITY, NJ

Past

September 3, 2003 - April 9, 2010

LORD ABBETT DISTRIBUTOR LLC

CRD#: 530

JERSEY CITY, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SPIDERROCK ADVISORS, LLC

CRD#: 171992 / SEC#: 801-80178

RIA

Registered Investment Advisory firm - (8/20/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(5/27/2025)

Alaska
(5/27/2025)

Arizona
(5/27/2025)

Arkansas
(5/27/2025)

California
(5/27/2025)

Colorado
(5/27/2025)

Connecticut
(5/27/2025)

Delaware
(5/27/2025)

District of Columbia
(5/27/2025)

Florida
(5/27/2025)

Georgia
(5/27/2025)

Hawaii
(5/27/2025)

Idaho
(5/27/2025)

Illinois
(5/24/2025)

IAR

Illinois
(10/16/2025)

Indiana
(5/27/2025)

Iowa
(5/27/2025)

Kansas
(5/27/2025)

Kentucky
(5/27/2025)

Louisiana
(5/27/2025)

Maine
(5/27/2025)

Maryland
(5/27/2025)

Massachusetts
(5/27/2025)

Michigan
(5/27/2025)

Minnesota
(5/27/2025)

Mississippi
(5/27/2025)

Missouri
(5/27/2025)

Montana
(5/27/2025)

Nebraska
(5/27/2025)

Nevada
(5/27/2025)

New Hampshire
(5/27/2025)

New Jersey
(5/27/2025)

New Mexico
(5/27/2025)

New York
(5/27/2025)

North Carolina
(5/27/2025)

North Dakota
(5/27/2025)

Ohio
(6/3/2025)

Oklahoma
(5/27/2025)

Oregon
(5/27/2025)

Pennsylvania
(5/27/2025)

Puerto Rico
(5/27/2025)

Rhode Island
(5/27/2025)

South Carolina
(5/27/2025)

South Dakota
(5/27/2025)

Tennessee
(6/2/2025)

Texas
(5/27/2025)

Utah
(5/27/2025)

Vermont
(5/27/2025)

Virgin Islands
(5/27/2025)

Virginia
(5/27/2025)

Washington
(5/27/2025)

West Virginia
(5/27/2025)

Wisconsin
(5/27/2025)

Wyoming
(5/27/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/23/2025

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/6/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/9/2024

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 12/14/2021

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 9/2/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/9/2012

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

SPIDERROCK ADVISORS, LLC

CRD#: 171992 / SEC#: 801-80178

RIA

Registered Investment Advisory firm - (8/20/2014 Approved)

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Contact information

Main Address

227 West Monroe Suite 4300, Chicago, IL 60606

Mailing Address

Phone number

(312) 847-0300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SPIDERROCK ADVISORS FORM ADV PART 2A (7/16/2025)

Regulatory assets under management

Total Number of Accounts	3,050
AUM (Assets Under Management)	$ 5,979,259,343

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David E. Donnelly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Eugene Donnelly's CRS (Customer Relationship Summary).

Certified licenses

Experience

BLACKROCK INVESTMENTS, LLC

BLACKROCK INVESTMENT MANAGEMENT, LLC

SPIDERROCK ADVISORS, LLC

BURCH & COMPANY, INC

THIRD500, LLC

303 ALTERNATIVES, LLC

SUPERFUND USA, LLC

SCULLY CAPITAL MANAGEMENT, LLC

LORD, ABBETT & CO. LLC

LORD ABBETT DISTRIBUTOR LLC

Primary Firm SEC Registration

SPIDERROCK ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/23/2025

Series 7TO

Date: 12/6/2024

SIE

Date: 8/9/2024

Series 3

Date: 12/14/2021

Series 7

Date: 9/2/2003

Series 24

Date: 3/9/2012

FINRA

Current Firm

SPIDERROCK ADVISORS, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SPIDERROCK ADVISORS, LLC

TRUST BUT VERIFY

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