Linda L. Arredondo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Linda Lisa Arredondo was a registered financial professional .
Linda is a previously registered financial professional and started their career in finance in 2004. Linda had worked at 1 firm and has passed the Series 11 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 16, 2004 - July 27, 2015
REALIZED FINANCIAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 11
Date: 7/15/2004
Assistant Representative-Order Processing Qualification ExamCurrent Firm
REALIZED FINANCIAL, INC.
CRD#: 22333 / SEC#: 801-70703, 8-39659
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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