Chirho S. Garcia

ELEVATED CAPITAL ADVISORS

Murrieta, CA

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CRD#: 4688632

Professional summary

Chirho S Garcia is a registered financial advisor currently at ELEVATED CAPITAL ADVISORS, LLC located in Murrieta, California.

Chirho is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Chirho has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Chirho Financial solutions, INSURANCE AGENT and financial Advisement,SELL FIXED INSURANCE and also provide financial planning services. 40 hours per week. Home office located at 37880 Honey Pine Rd., Murrieta, CA 92563.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chirho S Garcia's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 30, 2020 - Present

ELEVATED CAPITAL ADVISORS, LLC

RIA

CRD#: 226721

Murrieta, CA

Past

January 2, 2015 - December 2, 2020

REGAL INVESTMENT ADVISORS LLC

RIA

CRD#: 125004

Murrieta, CA

Past

March 18, 2014 - December 31, 2014

BRIGHT OWL INVESTMENT ADVISORS

RIA

CRD#: 168851

DOWNEY, CA

Past

February 24, 2014 - September 24, 2020

REGULUS FINANCIAL GROUP, LLC

CRD#: 150631

DOWNEY, CA

Past

August 1, 2013 - February 18, 2014

CENTAURUS FINANCIAL, INC.

RIA

CRD#: 30833

DOWNEY, CA

Past

July 31, 2013 - February 18, 2014

CENTAURUS FINANCIAL, INC.

CRD#: 30833

DOWNEY, CA

Past

March 15, 2012 - July 23, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SANTA CLARITA, CA

Past

March 15, 2012 - July 23, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SANTA CLARITA, CA

Past

July 19, 2011 - February 16, 2012

BANCWEST INVESTMENT SERVICES, INC.

RIA

CRD#: 29357

PASADENA, CA

Past

July 18, 2011 - February 16, 2012

BANCWEST INVESTMENT SERVICES, INC.

CRD#: 29357

PASADENA, CA

Past

May 24, 2011 - July 20, 2011

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

LOS ALAMITOS, CA

Past

May 24, 2011 - July 20, 2011

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

LOS ALAMITOS, CA

Past

May 2, 2009 - July 7, 2010

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

LOS ANGELES, CA

Past

May 2, 2009 - July 7, 2010

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

LOS ANGELES, CA

Past

December 1, 2008 - May 2, 2009

WAMU INVESTMENTS, INC.

RIA

CRD#: 599

LOS ANGELES, CA

Past

May 7, 2004 - May 2, 2009

WAMU INVESTMENTS, INC.

CRD#: 599

LOS ANGELES, CA

Past

December 4, 2003 - May 25, 2004

NATIONAL PLANNING CORPORATION

CRD#: 29604

LOS ANGELES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ELEVATED CAPITAL ADVISORS, LLC

CRD#: 226721 / SEC#: 801-110864

RIA

Registered Investment Advisory firm - (7/21/2017 Approved)

Kansas

Registered Investment Advisory firm - (12/9/2019 Terminated)

Missouri

Registered Investment Advisory firm - (12/9/2019 Terminated)

Utah

Registered Investment Advisory firm - (12/9/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/30/2020)

IAR

Texas
(11/30/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/26/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/14/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/26/2005

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/8/2003

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ELEVATED CAPITAL ADVISORS, LLC

CRD#: 226721 / SEC#: 801-110864

RIA

Registered Investment Advisory firm - (7/21/2017 Approved)

Kansas

Registered Investment Advisory firm - (12/9/2019 Terminated)

Missouri

Registered Investment Advisory firm - (12/9/2019 Terminated)

Utah

Registered Investment Advisory firm - (12/9/2019 Terminated)

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Contact information

Main Address

11925 South 700 East, Draper, UT 84020

Mailing Address

Phone number

(385) 237-3338

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (26 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A DISCLOSURE BROCHURE (3/13/2025)

Regulatory assets under management

Total Number of Accounts	2,403
AUM (Assets Under Management)	$ 433,034,784

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Chirho S. Garcia

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chirho S Garcia's CRS (Customer Relationship Summary).

Certified licenses

Experience

REGAL INVESTMENT ADVISORS LLC

BRIGHT OWL INVESTMENT ADVISORS

REGULUS FINANCIAL GROUP, LLC

CENTAURUS FINANCIAL, INC.

CENTAURUS FINANCIAL, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BANCWEST INVESTMENT SERVICES, INC.

BANCWEST INVESTMENT SERVICES, INC.

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

WAMU INVESTMENTS, INC.

WAMU INVESTMENTS, INC.

NATIONAL PLANNING CORPORATION

Primary Firm SEC Registration

ELEVATED CAPITAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/26/2008

Series 63

Date: 10/14/2003

SIE

Date: 10/1/2018

Series 7

Date: 7/26/2005

Series 6

Date: 11/8/2003

Current Firm

ELEVATED CAPITAL ADVISORS, LLC

Contact information

SEC notice filing (26 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ELEVATED CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

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