Alfred C. Frank

FRANK CAPITAL MANAGEMENT LLC

Parsippany, NJ

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CRD#: 4688597

Professional summary

Alfred Charles Frank is a registered financial advisor currently at FRANK CAPITAL MANAGEMENT LLC located in Parsippany, New Jersey.

Alfred is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Alfred has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME OF BUSINESS: RUBIN & FRANK MARKETING LLC BUSINESS IS NON-INVESTMENT RELATED ADDRESS: 55 W. RAILROAD AVE. BUILDING 4 GARNERVILLE, NY 10923 NATURE OF BUSINESS: SEARCH ENGINE OPTIMIZATION SERVICES FOR E-COMMERCE CLIENTS POSITION - MINORITY LLC MEMBER AND ASSOCIATE START OF RELATIONSHIP - AUGUST 2009 APPROXIMATE HOURS PER MONTH DEVOTED = 40 HOURS DEVOTED DURING SECURITIES TRADING HOURS = APPROX. 1 PER DAY DUTIES - WORK ON OBTAINING WEB LINKS AND RELATED METHODS TO BOOST SEARCH ENGINE RANKINGS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alfred Charles Frank's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 27, 2009 - Present

FRANK CAPITAL MANAGEMENT LLC

RIA

CRD#: 151624

Parsippany, NJ

Past

September 11, 2003 - December 31, 2014

FRANK CAPITAL PARTNERS LLC

RIA

CRD#: 127817

PARSIPPANY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(10/27/2009)

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Exams

State Security Law Exam

IAR

Series 65

Date: 9/10/2003

Uniform Investment Adviser Law Examination

Current Firm

FRANK CAPITAL MANAGEMENT LLC

CRD#: 151624 / SEC#:

New Jersey

Registered Investment Advisory firm - (10/27/2009 Approved)

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Contact information

Main Address

Parsippany, NJ

Mailing Address

Phone number

(973) 928-8770

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	21
AUM (Assets Under Management)	$ 8,206,984

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Alfred C. Frank

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alfred Charles Frank's CRS (Customer Relationship Summary).

Certified licenses

Experience

FRANK CAPITAL MANAGEMENT LLC

FRANK CAPITAL PARTNERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/10/2003

Current Firm

FRANK CAPITAL MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FRANK CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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