Kevin M. Balsley

GLOBAL ATLANTIC DISTRIBUTORS

Des Moines, IA 50309

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CRD#: 4688533

Professional summary

Kevin Michael Balsley MR, who also goes by Kevin Balsley, is a registered financial professional currently at GLOBAL ATLANTIC DISTRIBUTORS, LLC located in Des Moines, Iowa.

Kevin is registered as a RR (Registered Representative) and started their career in finance in 2003. Kevin has worked at 5 firms and has passed the Series 99TO, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Kevin Balsley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kevin Michael Balsley MR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 28, 2017 - Present

GLOBAL ATLANTIC DISTRIBUTORS, LLC

Office #1: 215 10th Street, Des Moines, IA 50309

CRD#: 8326

Des Moines, IA

Past

December 19, 2005 - July 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

WEST DES MOINES, IA

Past

December 19, 2005 - June 30, 2016

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

WEST DES MOINES, IA

Past

December 19, 2005 - June 7, 2017

METLIFE INVESTORS DISTRIBUTION COMPANY

CRD#: 107622

WEST DES MOINES, IA

Past

September 9, 2003 - January 2, 2015

NEW ENGLAND SECURITIES

CRD#: 615

WEST DES MOINES, IA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 9/8/2003

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 11/28/2005

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

GLOBAL ATLANTIC DISTRIBUTORS, LLC

FORETHOUGHT DISTRIBUTORS, LLC | PLANCO FINANCIAL SERVICES, LLC | PLANCO FINANCIAL SERVICES, INC. | HARTFORD LIFE DISTRIBUTORS, LLC | GLOBAL ATLANTIC DISTRIBUTORS, LLC

CRD#: 8326 / SEC#: , 8-25027

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

One Financial Plaza 755 Main Street 24th Floor, Hartford, CT, 06103

Mailing Address

One Financial Plaza 755 Main Street 24th Floor, Hartford, CT, 06103

Phone number

(877) 454-4777

Established

Delaware since 12/15/2005

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
GLOBAL ATLANTIC (FIN) COMPANY	OWNER
BICKLER, JASON ALEXANDER	PRESIDENT AND MANAGER	4164884
MOORCROFT, WILLIAM BENJAMIN	CHIEF COMPLIANCE OFFICER	4258952
NELSON, PAULA GENEVIEVE	MANAGER, HEAD OF DISTRIBUTION	2015528
PAULOUSKY, MICHAEL RYAN	TREASURER	7339297
RAMOS, SAMUEL	GENERAL COUNSEL AND SECRETARY	6722343
RIP, OLGA	FINOP AND CHIEF FINANCIAL OFFICER	5440553
RUTHERFORD, KELLY JUNE	SENIOR VICE-PRESIDENT	7282305
SIEGEL, DEAN CYRUS	VICE PRESIDENT	3224832
TODD, ERIC DAVID	MANAGER	2175308
WEISS, DAVID LEE	SENIOR VICE PRESIDENT	2345057

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin M. Balsley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kevin Michael Balsley MR's CRS (Customer Relationship Summary).

Certified licenses

Experience

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

METLIFE INVESTORS DISTRIBUTION COMPANY

NEW ENGLAND SECURITIES

State Registrations and Notice Filings

Exams

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 6

Date: 9/8/2003

Series 26

Date: 11/28/2005

FINRA

Current Firm

GLOBAL ATLANTIC DISTRIBUTORS, LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

GLOBAL ATLANTIC DISTRIBUTORS, LLC

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