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Scott Clifford Noble

CRD# 4688372·Registered 2003 - 2014
Previously Registered: Being a previously registered professional could mean that Scott is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Scott Clifford Noble was a registered financial advisor. Scott was a previously registered financial professional and started their career in finance 2003 - 2014. Scott had worked at 4 firms and has passed the Series 63, Series 3 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years in the financial services industry

Current & Past Employments

G-2 TRADING,LLC·CRD# 44018
BD
New York, NY
January 4, 2012 - July 11, 2014
MKM PARTNERS LLC·CRD# 114666
BD
Stamford, CT
March 14, 2011 - December 14, 2011
NOMURA SECURITIES INTERNATIONAL, INC.·CRD# 4297
BD
New York, NY
January 20, 2009 - August 11, 2010
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
September 16, 2003 - November 4, 2008

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Current Firm

GT
G-2 TRADING,LLC

G-2 TRADING,LLC | RBC PROFESSIONAL TRADING GROUP LLC | RBC PROFESSIONAL TRADER GROUP LLC | GENERIC TRADING OF PHILADELPHIA, LLC

CRD#: 44018 / SEC#: 8-50510
BD
Terminated by SEC on 09/13/2014

Contact Information

Established

Delaware since 08/25/1997

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
M STREET CAPITAL LLCMANAGING MEMBER—
FINNEN, KENNETH ARTHURCCO1974997
FORTUNOFF, GREGORY BCEO2449593
LEIB, SHARON BETHCFO5799319

Disclosures

Regulatory Event

7

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2003About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Mar 2007About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Sep 2003About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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