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SR

Shelly K. Reno

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CRD#: 4688253
SR

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Shelly Kaye Reno, who also goes by Shelly Kaye Keleher, Shelly Kaye Reno Ms, was a registered financial professional .

Shelly is a previously registered financial professional and started their career in finance in 2003. Shelly had worked at 5 firms and has passed the Series 66 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Shelly Kaye Keleher | Shelly Kaye Reno Ms

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

November 1, 2013 - August 25, 2014

EQUITYBEE SECURITIES, LLC

BD
CRD#: 41896
PALO ALTO, CA
Past

June 25, 2009 - November 2, 2009

KEY INVESTMENT SERVICES LLC

RIA
CRD#: 136300
HIGLANDS RANCH, CO
Past

June 25, 2009 - November 4, 2011

KEY INVESTMENT SERVICES LLC

BD
CRD#: 136300
HIGLANDS RANCH, CO
Past

February 13, 2009 - June 29, 2009

WELLS FARGO INVESTMENTS, LLC

RIA
CRD#: 10582
DENVER, CO
Past

February 13, 2009 - June 29, 2009

WELLS FARGO INVESTMENTS, LLC

BD
CRD#: 10582
DENVER, CO
Past

November 17, 2006 - January 2, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
BOULDER, CO
Past

November 17, 2006 - January 2, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
BOULDER, CO
Past

May 22, 2006 - November 22, 2006

A. G. EDWARDS & SONS, INC.

RIA
CRD#: 4
DENVER, CO
Past

May 22, 2006 - November 22, 2006

A. G. EDWARDS & SONS, INC.

BD
CRD#: 4
DENVER, CO
Past

October 15, 2003 - May 22, 2006

WELLS FARGO INVESTMENTS, LLC

RIA
CRD#: 10582
WHEAT RIDGE, CO
Past

September 9, 2003 - May 22, 2006

WELLS FARGO INVESTMENTS, LLC

BD
CRD#: 10582
SAN FRANCISCO, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 10/14/2003
Uniform Combined State Law Examination
General Industry/Product Exam

Current Firm


ES
EQUITYBEE SECURITIES, LLC
EQUITYBEE SECURITIES, LLC | HMI INVESTMENTS, LTD. | HAMILTON MILLER INVESTMENTS, LLC

CRD#: 41896 / SEC#: , 8-49621

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information


Main Address
955 Alma Street. Suite B, Palo Alto, CA 94301
Mailing Address
955 Alma Street. Suite A, Palo Alto, CA 94301
Phone number
(650) 847-1149
Established
Delaware since 03/04/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
EQUITYBEE INC.PARENT
DANIELS, RICHARD MATTHEWFINOP/PFO/POO5877964
KAISER, MICHELLE AMBROSIOCHIEF EXECUTIVE OFFICER5880443
WADE, MITCHELLCHIEF COMPLIANCE OFFICER6516098

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


EQUITYBEE SECURITIES, LLC

CRD#: 41896

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