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JF

Jonathan E. Farrell

HIGHMARK
BRENTWOOD, TN 37027
Some features on this profile are disabled
CRD#: 4688181
JF

Professional summary

Jonathan Edward Farrell is a registered financial advisor currently at HIGHMARK, LLC located in Brentwood, Tennessee.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Jonathan has worked at 11 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Edward Farrell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 16, 2025 - Present

HIGHMARK, LLC

Office #1: 109 West Park Drive Suite 120, Brentwood, TN 37027
RIA
CRD#: 337564
BRENTWOOD, TN
Past

August 8, 2022 - September 17, 2025

COMMONWEALTH FINANCIAL NETWORK

RIA
CRD#: 8032
Brentwood, TN
Past

August 5, 2022 - September 17, 2025

COMMONWEALTH FINANCIAL NETWORK

BD
CRD#: 8032
Brentwood, TN
Past

October 21, 2019 - August 8, 2022

LINCOLN FINANCIAL DISTRIBUTORS, INC.

BD
CRD#: 145
RADNOR, PA
Past

May 23, 2018 - September 30, 2019

KESTRA ADVISORY SERVICES, LLC

RIA
CRD#: 283330
Brentwood, TN
Past

May 23, 2018 - September 30, 2019

KESTRA INVESTMENT SERVICES, LLC

BD
CRD#: 42046
Brentwood, TN
Past

January 2, 2013 - April 3, 2017

MANULIFE INVESTMENT MANAGEMENT (US) LLC

RIA
CRD#: 106435
Reston, VA
Past

January 6, 2009 - December 31, 2010

JOHN HANCOCK INVESTMENT MANAGEMENT LLC

RIA
CRD#: 105790
BETHESDA, MD
Past

October 28, 2005 - December 31, 2006

JOHN HANCOCK DISTRIBUTORS LLC

RIA
CRD#: 5249
Reston, VA
Past

October 20, 2005 - April 3, 2017

JOHN HANCOCK DISTRIBUTORS LLC

BD
CRD#: 5249
BOSTON, MA
Past

April 1, 2005 - October 3, 2005

FSC SECURITIES CORPORATION

RIA
CRD#: 7461
ATLANTA, GA
Past

April 1, 2005 - October 3, 2005

FSC SECURITIES CORPORATION

BD
CRD#: 7461
ATLANTA, GA
Past

September 29, 2003 - June 23, 2004

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
ATLANTA, GA
Past

September 17, 2003 - June 23, 2004

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

September 17, 2003 - June 23, 2004

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Tennessee
(9/16/2025)
IAR
Texas
(10/17/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/25/2022
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/16/2003
General Securities Representative Examination

Current Firm

HL
HIGHMARK, LLC
HIGHMARK, LLC

CRD#: 337564 / SEC#:

Tennessee
Registered Investment Advisory firm - (9/2/2025 Approved)
Texas
Registered Investment Advisory firm - (10/16/2025 Approved)
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Contact information

Main Address
Brentwood, TN
Mailing Address
Phone number
(615) 970-8585
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HIGHMARK, LLC

CRD#: 337564Brentwood, TN 37027

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