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Colm Thomas Mcdermott

CRD# 4688166·Registered 2002 - 2016
Previously Registered: Being a previously registered professional could mean that Colm is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Colm Thomas Mcdermott, who also goes by Colm Mcdermott, was a registered financial advisor. Colm was a previously registered financial professional and started their career in finance 2002 - 2016. Colm had worked at 4 firms and has passed the Series 63, SIE, Series 22 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Colm Mcdermott

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years in the financial services industry

Current & Past Employments

MC SQUARE CAPITAL, LLC·CRD# 169545
BD
Greenwich, CT
September 9, 2016 - December 27, 2016
MORGAN STANLEY DISTRIBUTION, INC.·CRD# 30344
BD
Greenwich, CT
May 26, 2008 - January 6, 2011
MORGAN STANLEY INVESTMENT ADVISORS INC.·CRD# 104525
RIA
Greenwich, CT
December 12, 2007 - January 6, 2011
IHS HEROLD INC.·CRD# 127160
RIA
Norwalk, CT
June 27, 2002 - November 6, 2006

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Current Firm

MS
MC SQUARE CAPITAL, LLC

EXIT 3 CAPITAL MARKETS, LLC | MC SQUARE CAPITAL, LLC

CRD#: 169545 / SEC#: 8-69374
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

71 Arch Street, Greenwich, CT 06830

Mailing Address

71 Arch Street, Greenwich, CT 06830

Phone Number

(646) 780-7166

Established

Connecticut since 07/25/2013

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (3 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
MC SQUARE HOLDINGS, LLCHOLDING COMPANY—
BARENBOIM, LEONARDCCO1523181
MARIN, MARINOMANAGER AND MANAGING PRINCIPAL (CHIEF EXECUTIVE OFFICER)2790923
NEELY, KIMBERLY BETHFINOP2045019

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2009About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Dec 2016About the SIE exam

Series 22 — Direct Participation Programs Representative Examination

Passed Sep 2016About the Series 22 exam

Series 7 — General Securities Representative Examination

Passed May 2008About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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