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CM

Colm T. Mcdermott

Some features on this profile are disabled
CRD#: 4688166
CM

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Colm Thomas Mcdermott, who also goes by Colm Mcdermott, was a registered financial professional .

Colm is a previously registered financial professional and started their career in finance in 2002. Colm had worked at 4 firms and has passed the Series 63, SIE, Series 22 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Colm Mcdermott

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

September 9, 2016 - December 27, 2016

MC SQUARE CAPITAL, LLC

BD
CRD#: 169545
GREENWICH, CT
Past

May 26, 2008 - January 6, 2011

MORGAN STANLEY DISTRIBUTION, INC.

BD
CRD#: 30344
GREENWICH, CT
Past

December 12, 2007 - January 6, 2011

MORGAN STANLEY INVESTMENT ADVISORS INC.

RIA
CRD#: 104525
GREENWICH, CT
Past

June 27, 2002 - November 6, 2006

IHS HEROLD INC.

RIA
CRD#: 127160
NORWALK, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 7/18/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 12/27/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 22
Date: 9/9/2016
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 5/24/2008
General Securities Representative Examination

Current Firm

MS
MC SQUARE CAPITAL, LLC
EXIT 3 CAPITAL MARKETS, LLC | MC SQUARE CAPITAL, LLC

CRD#: 169545 / SEC#: , 8-69374

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
71 Arch Street, Greenwich, CT 06830
Mailing Address
71 Arch Street, Greenwich, CT 06830
Phone number
(646) 780-7166
Established
Connecticut since 07/25/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MC SQUARE HOLDINGS, LLCHOLDING COMPANY
BARENBOIM, LEONARDCCO1523181
MARIN, MARINOMANAGER AND MANAGING PRINCIPAL (CHIEF EXECUTIVE OFFICER)2790923
NEELY, KIMBERLY BETHFINOP2045019

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MC SQUARE CAPITAL, LLC

CRD#: 169545

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