Jeffrey C. Meadors
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey C Meadors, who also goes by Jeff C Meadors, Jeffrey Clayton Meadors, Jeffrey Meadors, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 2003. Jeffrey had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 2021 - June 14, 2021
TRANSAMERICA CAPITAL, LLC
September 3, 2020 - September 28, 2020
EQUITABLE ADVISORS, LLC
September 3, 2020 - September 28, 2020
EQUITABLE ADVISORS, LLC
November 27, 2018 - April 21, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 27, 2018 - April 21, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 1, 2016 - December 4, 2018
U.S. BANCORP INVESTMENTS, INC.
June 1, 2016 - December 4, 2018
U.S. BANCORP INVESTMENTS, INC.
April 16, 2014 - June 1, 2016
BB&T INVESTMENT SERVICES, INC.
April 16, 2014 - June 1, 2016
BB&T INVESTMENT SERVICES, INC.
November 20, 2012 - April 8, 2014
PNC WEALTH MANAGEMENT LLC
October 26, 2005 - April 8, 2014
PNC WEALTH MANAGEMENT LLC
November 17, 2004 - October 10, 2005
PNC WEALTH MANAGEMENT LLC
September 2, 2003 - April 22, 2004
BANC ONE SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRANSAMERICA CAPITAL, LLC
CRD#: 8217 / SEC#: , 8-24829
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AUSA HOLDING, LLC | PARENT | |
| ACKERMAN, TIMOTHY LEON | DIRECTOR; PRESIDENT, ASSET MANAGEMENT DISTRIBUTION | 2311523 |
| BEITZEL, BRIAN | DIRECTOR, CHIEF FINANCIAL OFFICER, TREASURER | 6183770 |
| CRESSMAN, JONATHAN SCOTT | PRESIDENT, ANNUITY DISTRIBUTION | 2837287 |
| HALLORAN, MARK FRANCIS | DIRECTOR | 1128889 |
| HELLERMAN, DOUGLAS | CHIEF COMPLIANCE OFFICER | 4696681 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
