Pablo I. Balart

J. W. COLE ADVISORS

Palm Harbor, FL 34683

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CRD#: 4687820

Professional summary

Pablo Ildefonso Balart, who also goes by Pablo Balart, is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Palm Harbor, Florida and J.W. COLE FINANCIAL, INC. located in Palm Harbor, Florida.

Pablo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Pablo has worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Pablo Balart

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) BALART FINANCIAL LLC INSURANCE RELATED BUSINESS; NOT INVESTMENT RELATED; 2134 ALT 19,SUITE B, PALM HARBOR,FL34683; INSURANCE SALES; OWNER - START DATE 9/1/2005; 10 HRS PER MONTH, 5 HRS DURING TRADING. (2) DBA - BRIDGESPAN; DBA for BALART FINANCIAL, LLC; NOT INVESTMENT RELATED; 2134 ALT 19 N STE B, PALM HARBOR; START DATE 5/2009 - OWNER; ADMINISTRATOR AND TAX PREPARER-OFFER TAX PREP SERVICES; 20 HRS PER MONTH, 10 HRS DURING TRADING. (3) BALART PROPERTIES LLC; NOT INVESTMENT RELATED; 2134 ALT 19 N, PALM HARBOR, FL; REAL ESTATE MGT; OWNER - START DATE: 8/2014; 15HRS/MO, 0 HRS DURING TRADING. (4) Bridgespan Farms, Inc.; not investment related; 2134 Alt 19, Suite B, Palm Harbor, FL 34683 and 7113 1st Ave. S., St. Petersburg, FL 33707; start date 1/1/2021 - owner/VP of the corporation; management of rural farm property; 1 hour per month, 0 during trading. (5) Bridgespan Partners LLC; Accounting Bookeeping Taxes; Not investment related; 2134 Alt 19, Suite B, Palm Harbor, FL 34683; Strategist; Managerial, tax preparation and strategy consulting; Start 9/1/23; 8 hours/mo. during trading. (6) Crossfit GetSalty; Not investment related; 3785 Alt 19, Unit D, Palm Harbor, FL 34683; Fitness Gym; Owner; Marketing and vision, no day to day activities; Start 10/1/2023; 5 hrs./mo. during trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Pablo Ildefonso Balart's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 2, 2016 - Present

J. W. COLE ADVISORS, INC.

Office #1: 2134 Alt 19 N. Suite B, Palm Harbor, FL 34683

RIA

CRD#: 112294

Palm Harbor, FL

Current

February 26, 2016 - Present

J.W. COLE FINANCIAL, INC.

Office #1: 2134 Alt 19 Ste B, Palm Harbor, FL 34683

CRD#: 124583

Palm Harbor, FL

Past

December 15, 2011 - March 5, 2016

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

PALM HARBOR, FL

Past

November 15, 2011 - March 5, 2016

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PALM HARBOR, FL

Past

May 26, 2009 - November 17, 2011

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

PALM HARBOR, FL

Past

May 5, 2009 - November 17, 2011

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

PALM HARBOR, FL

Past

June 25, 2004 - May 29, 2009

QA3 FINANCIAL LLC

RIA

CRD#: 104957

CLEARWATER, FL

Past

May 24, 2004 - May 29, 2009

QA3 FINANCIAL CORP.

CRD#: 14754

CORAL SPRINGS, FL

Past

December 17, 2003 - May 20, 2004

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

J. W. COLE ADVISORS, INC.

CRD#: 112294 / SEC#: 801-60722

RIA

Registered Investment Advisory firm - (11/23/2001 Approved)

Arizona

Registered Investment Advisory firm - (12/4/2001 Terminated)

Florida

Registered Investment Advisory firm - (12/5/2001 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(8/28/2023)

Colorado
(7/2/2019)

Connecticut
(2/26/2016)

Delaware
(8/8/2023)

District of Columbia
(2/26/2016)

Florida
(2/26/2016)

IAR

Florida
(3/15/2016)

Georgia
(2/26/2016)

Illinois
(1/29/2018)

Indiana
(8/24/2023)

Kentucky
(8/24/2023)

Massachusetts
(6/25/2018)

Minnesota
(8/27/2019)

Missouri
(5/31/2024)

Montana
(10/27/2017)

Nevada
(2/26/2016)

New Jersey
(2/26/2016)

New York
(2/26/2016)

North Carolina
(2/26/2016)

Pennsylvania
(2/26/2016)

Rhode Island
(5/19/2022)

South Carolina
(2/26/2016)

Tennessee
(2/26/2016)

Texas
(2/26/2016)

IAR

Texas
(10/21/2025)

Virginia
(2/26/2016)

Wisconsin
(9/22/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/17/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/16/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/6/2005

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

J. W. COLE ADVISORS, INC.

CRD#: 112294 / SEC#: 801-60722

RIA

Registered Investment Advisory firm - (11/23/2001 Approved)

Arizona

Registered Investment Advisory firm - (12/4/2001 Terminated)

Florida

Registered Investment Advisory firm - (12/5/2001 Terminated)

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Contact information

Main Address

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634

Mailing Address

Phone number

(813) 935-6776

Established

Firm type

Fiscal year end

# of Employees

512

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE PROGRAM (3/28/2025)

JWCA 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	29,614
AUM (Assets Under Management)	$ 7,195,237,282

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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We're Here To Help

Advisor Monitoring

Firm Stability Insights

Pablo I. Balart

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Pablo Ildefonso Balart's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.W. COLE FINANCIAL, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

QA3 FINANCIAL LLC

QA3 FINANCIAL CORP.

OSAIC WEALTH, INC.

Primary Firm SEC Registration

J. W. COLE ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/17/2004

SIE

Date: 10/1/2018

Series 7

Date: 12/16/2003

Series 24

Date: 12/6/2005

FINRA

Current Firm

J. W. COLE ADVISORS, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

J. W. COLE ADVISORS, INC.

TRUST BUT VERIFY

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