Conor H. Landy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Conor Halpin Landy was a registered financial professional .
Conor is a previously registered financial professional and started their career in finance in 2003. Conor had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 18, 2016 - April 4, 2017
AVONDALE PARTNERS, LLC
January 4, 2010 - September 24, 2015
JEFFERIES LLC
October 13, 2006 - July 6, 2009
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
June 15, 2005 - August 29, 2006
G.RESEARCH, LLC
August 18, 2003 - January 16, 2004
HENNION & WALSH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AVONDALE PARTNERS, LLC
CRD#: 46838 / SEC#: 801-70070, 8-51550
Contact information
FINRA licenses (2 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
