Winter A. Troxel

APOLLON WEALTH MANAGEMENT

Rockville, MD 20850

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CRD#: 4687698

Professional summary

Winter Andrew Troxel is a registered financial advisor currently at APOLLON WEALTH MANAGEMENT, LLC located in Rockville, Maryland.

Winter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Winter has worked at 10 firms and has passed the Series 65, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Advisor Insurance Solutions; Selling of insurance products as necessary to meet clients needs; Independent Insurance Agent; 10/1/2024; hrs/mth 40.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Winter Andrew Troxel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 1, 2024 - Present

APOLLON WEALTH MANAGEMENT, LLC

Office #1: 1 Research Court Suite 450, Rockville, MD 20850

RIA

CRD#: 291902

Rockville, MD

Past

June 22, 2017 - December 10, 2024

BRIDGEMARK WEALTH MANAGEMENT

RIA

CRD#: 286177

ROCKVILLE, MD

Past

April 15, 2009 - November 12, 2009

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

ROCKVILLE, MD

Past

April 14, 2009 - November 12, 2009

GROVE POINT INVESTMENTS, LLC

RIA

CRD#: 1763

ROCKVILLE, MD

Past

July 25, 2008 - August 26, 2009

INTEGRATED FINANCIAL STRATEGIES, LLC.

RIA

CRD#: 147858

CINCINNATI, OH

Past

January 14, 2008 - July 11, 2008

COORDINATED CAPITAL SECURITIES, INC.

RIA

CRD#: 14762

CINCINNATI, OH

Past

January 11, 2008 - July 11, 2008

COORDINATED CAPITAL SECURITIES, INC.

CRD#: 14762

CINCINNATI, OH

Past

September 7, 2007 - February 8, 2008

INVESTACORP ADVISORY SERVICES INC

RIA

CRD#: 109011

CINCINNATI, OH

Past

August 30, 2007 - January 17, 2008

INVESTACORP, INC.

CRD#: 7684

CINCINNATI, OH

Past

March 17, 2004 - September 4, 2007

ON INVESTMENT MANAGEMENT CO

RIA

CRD#: 105662

CINCINNATI, OH

Past

March 17, 2004 - September 4, 2007

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

CINCINNATI, OH

Past

August 19, 2003 - February 2, 2004

INVESTMENT CENTERS OF AMERICA, INC.

CRD#: 16443

APPLETON, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

APOLLON WEALTH MANAGEMENT, LLC

CRD#: 291902 / SEC#: 801-112350

RIA

Registered Investment Advisory firm - (1/22/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(11/1/2024)

IAR

Virginia
(11/1/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/11/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 10/9/2003

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 8/18/2003

General Securities Representative Examination

Current Firm

APOLLON WEALTH MANAGEMENT, LLC

CRD#: 291902 / SEC#: 801-112350

RIA

Registered Investment Advisory firm - (1/22/2018 Approved)

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Contact information

Main Address

111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464

Mailing Address

Phone number

(843) 579-0018

Established

Firm type

Fiscal year end

# of Employees

179

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APOLLON WEALTH MANAGEMENT, LLC - PART 2A BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	20,798
AUM (Assets Under Management)	$ 7,720,756,861

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Winter A. Troxel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Winter Andrew Troxel's CRS (Customer Relationship Summary).

Certified licenses

Experience

BRIDGEMARK WEALTH MANAGEMENT

GROVE POINT INVESTMENTS, LLC

GROVE POINT INVESTMENTS, LLC

INTEGRATED FINANCIAL STRATEGIES, LLC.

COORDINATED CAPITAL SECURITIES, INC.

COORDINATED CAPITAL SECURITIES, INC.

INVESTACORP ADVISORY SERVICES INC

INVESTACORP, INC.

ON INVESTMENT MANAGEMENT CO

THE O.N. EQUITY SALES COMPANY

INVESTMENT CENTERS OF AMERICA, INC.

Primary Firm SEC Registration

APOLLON WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/11/2017

Series 66

Date: 10/9/2003

Series 7

Date: 8/18/2003

Current Firm

APOLLON WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

APOLLON WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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