Monica Venn

LORD ABBETT DISTRIBUTOR

JERSEY CITY, NJ 07302-4804

CRD#: 4687582

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Professional summary

Monica Venn is a registered financial professional currently at LORD ABBETT DISTRIBUTOR LLC located in Jersey City, New Jersey.

Monica is registered as a RR (Registered Representative) and started their career in finance in 2003. Monica has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Monica Venn's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 18, 2026 - Present

LORD ABBETT DISTRIBUTOR LLC

Office #1: 30 Hudson Street, Jersey City, NJ 07302-4804

CRD#: 530

JERSEY CITY, NJ

Past

September 22, 2016 - May 28, 2026

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

CRD#: 30107

New York, NY

Past

June 8, 2012 - September 23, 2016

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

WEEHAWKEN, NJ

Past

June 8, 2012 - September 23, 2016

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

May 10, 2006 - May 25, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

JERSEY CITY, NJ

Past

May 10, 2006 - May 25, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

April 1, 2004 - April 27, 2006

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

WEEHAWKEN, NJ

Past

November 24, 2003 - April 27, 2006

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(6/18/2026)

Alaska
(6/18/2026)

Arizona
(6/18/2026)

Arkansas
(6/18/2026)

California
(6/18/2026)

Colorado
(6/18/2026)

Connecticut
(6/18/2026)

Delaware
(6/18/2026)

District of Columbia
(6/18/2026)

Florida
(6/18/2026)

Georgia
(6/18/2026)

Hawaii
(6/18/2026)

Idaho
(6/18/2026)

Illinois
(6/18/2026)

Indiana
(6/18/2026)

Iowa
(6/18/2026)

Kansas
(6/18/2026)

Kentucky
(6/18/2026)

Louisiana
(6/18/2026)

Maine
(6/18/2026)

Maryland
(6/18/2026)

Massachusetts
(6/18/2026)

Michigan
(6/18/2026)

Minnesota
(6/18/2026)

Mississippi
(6/18/2026)

Missouri
(6/18/2026)

Montana
(6/18/2026)

Nebraska
(6/18/2026)

Nevada
(6/18/2026)

New Hampshire
(6/18/2026)

New Jersey
(6/18/2026)

New Mexico
(6/18/2026)

New York
(6/18/2026)

North Carolina
(6/18/2026)

North Dakota
(6/18/2026)

Ohio
(6/18/2026)

Oklahoma
(6/18/2026)

Oregon
(6/18/2026)

Pennsylvania
(6/18/2026)

Puerto Rico
(6/18/2026)

Rhode Island
(6/18/2026)

South Carolina
(6/18/2026)

South Dakota
(6/18/2026)

Tennessee
(6/18/2026)

Texas
(6/18/2026)

Utah
(6/18/2026)

Vermont
(6/18/2026)

Virginia
(6/18/2026)

Washington
(6/18/2026)

West Virginia
(6/18/2026)

Wisconsin
(6/18/2026)

Wyoming
(6/18/2026)

Exams

State Security Law Exam

IAR

Series 66

Date: 3/29/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/21/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/9/2007

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

LORD ABBETT DISTRIBUTOR LLC

LORD ABBETT DISTRIBUTOR LLC | LORD, ABBETT & CO.

CRD#: 530 / SEC#: , 8-216

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

30 Hudson Street, Jersey City, NJ 07302-4804

Mailing Address

30 Hudson Street, Jersey City, NJ 07302-4804

Phone number

(888) 522-2388

Established

New York since 06/06/1996

Firm type

Limited Liability Company

Fiscal year end

September

Firm Size

Medium

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
LORD, ABBETT & CO. LLC	MEMBER
PAONE, FRANCIS VINCENT III	CHIEF EXECUTIVE OFFICER	3135499
PEREIRA, ANTONIO N	CHIEF FINANCIAL OFFICER	5662445
SHETH, KUNJAN	CHIEF COMPLIANCE OFFICER	4884218
STUZIN, RANDOLPH ARTHUR	CHIEF LEGAL OFFICER	4645056

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Monica Venn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Monica Venn's CRS (Customer Relationship Summary).

Certified licenses

Experience

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/29/2004

SIE

Date: 10/1/2018

Series 7

Date: 11/21/2003

Series 24

Date: 11/9/2007

FINRA

Current Firm

LORD ABBETT DISTRIBUTOR LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

LORD ABBETT DISTRIBUTOR LLC

TRUST BUT VERIFY

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