Brian D. Carlin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian D Carlin was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2006. Brian had worked at 3 firms and has passed the Series 66 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 1, 2013 - March 29, 2025
CARLIN & SHATS, LLC
December 15, 2010 - December 31, 2012
CARLIN & SHATS, LLC
December 15, 2010 - February 20, 2015
PLANNED ASSET MANAGEMENT
December 15, 2006 - April 29, 2010
AFA FINANCIAL GROUP, LLC
State Registrations and Notice Filings
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Exams
Current Firm
CARLIN & SHATS, LLC
CRD#: 137010 / SEC#:
Contact information
Red Flags
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