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Tiffany Jade Maxey

CRD# 4687403·Registered 2003 - 2004
Previously Registered: Being a previously registered professional could mean that Tiffany is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Tiffany Jade Maxey, who also goes by Tiffany Jade Barber, was a registered financial advisor. Tiffany was a previously registered financial professional and started their career in finance 2003 - 2004. Tiffany had worked at 1 firm and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Tiffany Jade Barber

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years in the financial services industry

Current & Past Employments

INTRUST BROKERAGE INC.·CRD# 43502
BD
Wichita, KS
August 8, 2003 - February 10, 2004

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Current Firm

IB
INTRUST BROKERAGE INC.

INTRUST BROKERAGE INC. | INTRUST FINANCIAL SERVICES, INC.

CRD#: 43502 / SEC#: 8-50310
BD
Terminated by SEC on 09/01/2006

Contact Information

Established

Kansas since 06/05/1997

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
INTRUST BANK NANATIONAL BANK—
GANGEL, THOMAS STUARTDIRECTOR4442383
GUAGLIARDO, ALICIA MARIACHIEF COMPLIANCE OFFICER, COMPLIANCE REGISTERED OPTIONS PRINCIPAL2091180
JEFFERY ALLAN MORRISDIRECTOR—
KLOCEK, KIMBERLY JOFINOP2894839
MITCHELL, MICHAEL RICHARDSENIOR REGISTERED OPTIONS PRINCIPAL/MUNICIPAL PRINCIPAL2566310
PITTS, RODNEY D.PRESIDENT AND DIRECTOR4069822
SULLIVAN, SUSAN KATHLEENFINOP2890889

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2003About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jul 2003About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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