Tiffany J. Maxey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tiffany Jade Maxey, who also goes by Tiffany Jade Barber, was a registered financial professional .
Tiffany is a previously registered financial professional and started their career in finance in 2003. Tiffany had worked at 1 firm and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 8, 2003 - February 10, 2004
INTRUST BROKERAGE INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INTRUST BROKERAGE INC.
CRD#: 43502 / SEC#: , 8-50310
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INTRUST BANK NA | NATIONAL BANK | |
| GANGEL, THOMAS STUART | DIRECTOR | 4442383 |
| GUAGLIARDO, ALICIA MARIA | CHIEF COMPLIANCE OFFICER, COMPLIANCE REGISTERED OPTIONS PRINCIPAL | 2091180 |
| JEFFERY ALLAN MORRIS | DIRECTOR | |
| KLOCEK, KIMBERLY JO | FINOP | 2894839 |
| MITCHELL, MICHAEL RICHARD | SENIOR REGISTERED OPTIONS PRINCIPAL/MUNICIPAL PRINCIPAL | 2566310 |
| PITTS, RODNEY D. | PRESIDENT AND DIRECTOR | 4069822 |
| SULLIVAN, SUSAN KATHLEEN | FINOP | 2890889 |
Red Flags
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