Luca G. Valentine
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Luca Giuseppe Valentine was a registered financial professional .
Luca is a previously registered financial professional and started their career in finance in 2003. Luca had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 21, 2004 - March 2, 2018
BRINKER CAPITAL INC
May 21, 2004 - March 2, 2018
BRINKER CAPITAL SECURITIES, LLC
October 15, 2003 - May 11, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
September 26, 2003 - May 11, 2004
IDS LIFE INSURANCE COMPANY
September 26, 2003 - May 11, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BRINKER CAPITAL INC
CRD#: 111743 / SEC#: 801-30504
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
