George C. Ullrich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Christian Ullrich II, who also goes by Chris Ullrich, Christian Ullrich, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 2004. George had worked at 2 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 21, 2019 - December 31, 2020
NORTH INLET ADVISORS, LLC
April 23, 2010 - August 18, 2017
WELLS FARGO SECURITIES, LLC
February 12, 2004 - May 9, 2008
WELLS FARGO SECURITIES, LLC
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 6/4/2024
General Securities Representative ExaminationCurrent Firm
NORTH INLET ADVISORS, LLC
CRD#: 154297 / SEC#: , 8-68624
Contact information
FINRA licenses (9 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
